DFX Intelligence

Data Factory

A•••• L•• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

A•••• L•• W•••••••

Advisor at A•••• C••••••

WAYNE, PA | Wayne, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f39c471-ca7c-6d8b-246b-990d32b11746

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• C••••••	Independent wealth	Dec 17, 2024	n/a	yes	Wayne, PA\|WAYNE, PA	Current employment
A•••• I••••••••• G••••	Independent wealth	Jan 3, 2023	n/a	yes	Wayne, PA\|WAYNE, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• W••••• W••••• M••••••••• L••	A•••• I••••••••• G••••	Nov 30, 2022	Jan 3, 2023	34	Firm change	RIA to RIA
V•••••• I••••••••• M•••••••••	F••••• W••••• W••••• M••••••••• L••	Dec 7, 2021	Sep 20, 2021

Relationships

Registered with (4)

→ A•••• C••••••Registered adviserregistration: current employment
Dec 17, 2024 to presentfactForm ADV
→ A•••• I••••••••• G••••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ F••••• W••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 20, 2021 to Nov 30, 2022factForm ADV
→ V•••••• I••••••••• M•••••••••

Dated events

Occurred
Nov 30, 2022
Advisor changed firm
A•••• L•• W••••••• left F••••• W••••• W••••• M••••••••• L•• for A•••• I••••••••• G•••• (registered 2023-01-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f39c471-ca7c-6d8b-246b-990d32b11746
First observed: Sep 20, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.