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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Samantha H Mayfield

Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC

Roswell, GA

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Search this name across graphsid dfx:ria:1f8b7785-18ef-e70d-f3ff-5b9262a42348

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRANSAMERICA RETIREMENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 12, 2006
First registration: Dec 13, 2006
Dual registered: yes, broker-dealer
Other names: SAMANTHA HODGE|SAMANTHA HODGE|Samantha Hodge Mayfield|SAMANTHA MAYFIELD
IAPD individual key: 4703160

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Sep 3, 2026	n/a	yes	Roswell, GA	Current employment
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Mar 6, 2019	Jun 6, 2025	no	ATLANTA, GA\|NEW YORK, NY\|Roswell, GA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 24, 2015	Mar 26, 2018	no	NORCROSS, GA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 11, 2013	May 14, 2015	no	ATLANTA, GA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jan 10, 2012	May 7, 2013	no	ARLINGTON, VA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 24, 2010	Dec 12, 2011	no	JERSEY CITY, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 24, 2010	Dec 12, 2011	no	OMAHA, NE\|JERSEY CITY, NJ\|JERSEY CITY, NJ	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Dec 13, 2006	Apr 16, 2008	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA INVESTMENT MANAGEMENT CO. LLC	TRANSAMERICA RETIREMENT ADVISORS, LLC	Jun 6, 2025	Sep 3, 2026	454	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	VOYA INVESTMENT MANAGEMENT CO. LLC	Mar 26, 2018	Mar 6, 2019	345	Firm change	Other
UBS FINANCIAL SERVICES INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 14, 2015	Jun 24, 2015	41	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	UBS FINANCIAL SERVICES INC.	May 7, 2013	Dec 11, 2013	218	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Dec 12, 2011	Jan 10, 2012	29	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 12, 2011	Mar 24, 2010	-628	Channel change	Other
SUNTRUST INVESTMENT SERVICES, INC.	TD AMERITRADE, INC.	Apr 16, 2008	Mar 24, 2010	707	Firm change after gap	Other

Relationships

Registered with (8)

→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: previous registration
Mar 6, 2019 to Jun 6, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 24, 2015 to Mar 26, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 11, 2013 to May 14, 2015factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 10, 2012 to May 7, 2013factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 24, 2010 to Dec 12, 2011factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 24, 2010 to Dec 12, 2011factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 13, 2006 to Apr 16, 2008factForm ADV

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
Samantha H Mayfield left Voya Investment Management Co. Llc for Transamerica Retirement Advisors, Llc (registered 2026-09-03)
Form ADVobserved 4 days ago