DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samantha H Mayfield
Feed of 09/14/2026
Also filed as Samantha Hodge
At current firm
0 y
since Sep 3, 2026
In the industry
19 y
since Dec 12, 2006 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Retirement Advisors, LLC BD affiliated currentsince Sep 3, 2026 · Roswell, Ga
- Voya Investment Management Co. LLC asset managerMar 6, 2019 to Jun 6, 2025 · Atlanta, Ga
- Cambridge Investment Research Advisors, Inc. BD affiliatedJun 24, 2015 to Mar 26, 2018 · Norcross, Ga
- UBS Financial Services Inc. wirehouseDec 11, 2013 to May 14, 2015 · Atlanta, Ga
- E*Trade Capital Management, LLC formerJan 10, 2012 to May 7, 2013 · Arlington, Va
- Td Ameritrade, Inc. formerMar 24, 2010 to Dec 12, 2011 · Omaha, Ne
- Td Ameritrade Investment Management, LLC formerMar 24, 2010 to Dec 12, 2011 · Jersey City, Nj
- Suntrust Investment Services, Inc. formerDec 13, 2006 to Apr 16, 2008 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Voya Investment Management Co. LLC to Transamerica Retirement Advisors, LLCleft Jun 6, 2025, registered Sep 3, 2026 (454 days) · Other
- Cambridge Investment Research Advisors, Inc. to Voya Investment Management Co. LLCleft Mar 26, 2018, registered Mar 6, 2019 (345 days) · Other
- UBS Financial Services Inc. to Cambridge Investment Research Advisors, Inc.left May 14, 2015, registered Jun 24, 2015 (41 days) · Other
- E*Trade Capital Management, LLC to UBS Financial Services Inc.left May 7, 2013, registered Dec 11, 2013 (218 days) · Other
- Td Ameritrade Investment Management, LLC to E*Trade Capital Management, LLCleft Dec 12, 2011, registered Jan 10, 2012 (29 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Dec 12, 2011, registered Mar 24, 2010 (-628 days) · channel change inside one enterprise, not a move
- Suntrust Investment Services, Inc. to Td Ameritrade, Inc.left Apr 16, 2008, registered Mar 24, 2010 (707 days) · Other
Signals
- Samantha H Mayfield left Voya Investment Management Co. Llc for Transamerica Retirement Advisors, Llc (registered 2026-09-03)Jun 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address