DFX Intelligence

B•••• N•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

B•••• N•••••• M•••••••

Advisor at Z•••• I••••••••• M••••••••• I•••

Littleton, CO | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24b7df06-7727-9f7f-2263-a53e13941d72

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Z•••• I••••••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Z•••• I••••••••• M••••••••• I•••	Mixed wealth	Jan 22, 2018	n/a	yes	Littleton, CO\|CHICAGO, IL	Current employment
A•••••• I••••••••• A•••••••• L••	Former SEC adviser	Aug 15, 2016	Nov 20, 2017	no	Littleton, CO\|IDAHO FALLS, ID

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• I••••••••• A•••••••• L••	Z•••• I••••••••• M••••••••• I•••	Nov 20, 2017	Jan 22, 2018	63	Firm change	Other
T•••••••• C•••••• M••••••••• I•••	A•••••• I••••••••• A•••••••• L••	Sep 7, 2016	Aug 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
110237:214512:GA:2015-09-08	Sep 8, 2015	Jun 25, 2015	WATKINSVILLE, GA	Firm change after gap

Relationships

Registered with (5)

→ Z•••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 22, 2018 to presentfactForm ADV
→ A•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 15, 2016 to Nov 20, 2017factForm ADV
→ T•••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 25, 2015 to Sep 7, 2016factForm ADV
→ T•••••••• C•••••• M••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24b7df06-7727-9f7f-2263-a53e13941d72
First observed: Mar 10, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.