DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Trademark Capital Management Inc.
Latest filing Jul 24, 2026
First filing on the tape Jun 3, 2015 · 34 filings
SEC status approved since Jun 12, 2015
RAUM
$151M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$130M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$21.5M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$151M as of Jul 24, 2026
Mar 28, 2016$157M then
HNW client RAUM$65.9M as of Jul 24, 2026
Mar 26, 2018$31.8M then
State-registered IARs (5.B.3)4 as of Jul 24, 2026
Mar 28, 20168 then
Employees (5.A)7 as of Jul 24, 2026
Mar 28, 20169 then
Private funds2 as of Jul 24, 2026
Mar 24, 20231 then
RAUM -32% over the last fiscal year-9.4% a year over threeIARs 4 to 4offices 1 to 2
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $21.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $289,490derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $27.1M, 43 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$65.9M44%
- Individuals$63.7M42%
- Pooled investment vehicles$16.8M11%
- Pension and profit-sharing plans$3.5M2.3%
- Charitable organizations$963,8730.6%
- Individual clients
- 304reported
- HNW clients
- 26reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 521reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $27.1M for 43 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.86 fund_share=0.11 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Donald Lawrence Beasley | Watkinsville, Ga | Aug 5, 2015 | 32 y | 4 |
| Joseph Gerald Ezernack | Watkinsville, Ga | Aug 5, 2015 | 23 y | 3 |
| David William Denham | Watkinsville, Ga | Mar 29, 2016 | 10 y | 0 |
| Joseph Glenn MaxeyCertified Financial Planner | Watkinsville, Ga | Nov 22, 2022 | 15 y | 5 |
| Joel J Fernando | Watkinsville, Ga | Feb 20, 2026 | 10 y | 2 |
| Clayton Matthew Keffer | Watkinsville, Ga | Apr 14, 2026 | 13 y | 0 |
| Grant Patrick Parker | Watkinsville, Ga | Apr 21, 2026 | 16 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Orantes Grant to J.P. Morgan Securities LLCOct 14, 2019 · RIA to wirehouse
- Joseph Glenn Maxey to Independent Financial PartnersDec 11, 2018 · RIA to affiliated broker-dealer or bank
- Asa Clayton Alliston to Osaic Fa, Inc.Aug 1, 2017 · Other
- Brian Nielsen Mulberry to Allegis Investment Advisors, LLCSep 7, 2016 · Other
Joined, latest
- Grant Patrick Parker from State Farm Investment Management Corp.Apr 21, 2026 · Other
- Joel J Fernando from Baobab Financial Advisory LLCFeb 20, 2026 · Other
- Joseph Glenn Maxey from Zacks Investment Management, Inc.Nov 22, 2022 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Trademark Capital Management IncSep 8, 2015 · Watkinsville, Ga · Firm absorbed
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Trademark Capital Risk Managed Income Fund, LP | Other Private Fund | $13.1M | 31 | Jun 2, 2022 |
| Trademark Partners Fund, LP | Private Equity Fund | $1.4M | 5 | Sep 12, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Lawrence Donald Beasley · Principal, Shareholdercontrolsince 01/2011 · owns 25% to 50%
- Gerald Joseph Ezernack · Ceo, Cio, Chief Compliance Officer, Shareholdercontrolsince 01/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
- Via Management, LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Watkinsville, Ga · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 27, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $220,356,375 to $150,824,050, advisors 4 to 4, private clients 268 to 330, offices 1 to 2 (2025-03-24 to 2026-03-27)peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Mar 27, 2026private-client share of RAUM moved from 42.0% to 86.0% between the annual amendments of 2025-03-24 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 20.0% to 44.0% between the annual amendments of 2025-03-24 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 27, 2026institutional share of RAUM moved from 46.0% to 3.0% between the annual amendments of 2025-03-24 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
- RAUM down 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $220,356,375 to $150,824,050 (-32.0%) between the annual amendments of 2025-03-24 and 2026-03-27; the peer median change was +15.0% (4551 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 1.3% percentile
What changed
consecutive filings, newest first
- Accounts · 453 to 521Oct 31, 2025 to Mar 27, 2026
- HNW clients · 17 to 26Oct 31, 2025 to Mar 27, 2026
- Individual clients · 251 to 304Oct 31, 2025 to Mar 27, 2026
- Pension plan clients · 26 to 7Oct 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 3 to 2Oct 31, 2025 to Mar 27, 2026
- Assets in custody · $28 to $27.1MOct 31, 2025 to Mar 27, 2026
- Employees · 8 to 7Oct 31, 2025 to Mar 27, 2026
- Financial planning clients · 1-10 to 0Oct 31, 2025 to Mar 27, 2026
- Other offices · 1 to 2Oct 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $220M to $151MOct 31, 2025 to Mar 27, 2026
- HNW RAUM · $43.5M to $65.9MOct 31, 2025 to Mar 27, 2026
- Individual RAUM · $48.5M to $63.7MOct 31, 2025 to Mar 27, 2026
- Pension RAUM · $99.9M to $3.5MOct 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $27.5M to $16.8MOct 31, 2025 to Mar 27, 2026
- RAUM · $220M to $151MOct 31, 2025 to Mar 27, 2026
- Financial planning clients · 1-10 to 1-10Mar 24, 2025 to Jun 2, 2025
- Accounts · 434 to 453Sep 26, 2024 to Mar 24, 2025
- HNW clients · 15 to 17Sep 26, 2024 to Mar 24, 2025
- Individual clients · 267 to 251Sep 26, 2024 to Mar 24, 2025
- Pension plan clients · 27 to 26Sep 26, 2024 to Mar 24, 2025
- Pooled vehicle clients · 2 to 3Sep 26, 2024 to Mar 24, 2025
- Assets in custody · $25.5M to $28Sep 26, 2024 to Mar 24, 2025
- Employees · 10 to 8Sep 26, 2024 to Mar 24, 2025
- Insurance-licensed employees · 1 to 0Sep 26, 2024 to Mar 24, 2025
- Financial planning clients · 0 to 1-10Sep 26, 2024 to Mar 24, 2025
- Discretionary RAUM · $209M to $220MSep 26, 2024 to Mar 24, 2025
- HNW RAUM · $40.7M to $43.5MSep 26, 2024 to Mar 24, 2025
- Individual RAUM · $53.4M to $48.5MSep 26, 2024 to Mar 24, 2025
- Pension RAUM · $93.4M to $99.9MSep 26, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $21.3M to $27.5MSep 26, 2024 to Mar 24, 2025
- RAUM · $209M to $220MSep 26, 2024 to Mar 24, 2025
- Advisory activities · 5 to 6Mar 29, 2024 to Sep 12, 2024
- Private funds · 1 to 2Mar 29, 2024 to Sep 12, 2024
- Accounts · 542 to 434Jan 17, 2024 to Mar 29, 2024
- Advisory employees · 2 to 4Jan 17, 2024 to Mar 29, 2024
- HNW clients · 14 to 15Jan 17, 2024 to Mar 29, 2024
- Individual clients · 307 to 267Jan 17, 2024 to Mar 29, 2024
- Pension plan clients · 26 to 27Jan 17, 2024 to Mar 29, 2024
- Assets in custody · $23.8M to $25.5MJan 17, 2024 to Mar 29, 2024
- Custody of client assets · false to trueJan 17, 2024 to Mar 29, 2024
Signals
2 dated events
- Grant Patrick Parker no longer holds an investment adviser registration (last listed at Trademark Capital Management Inc. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Trademark Capital Management Inc. filed its initial SEC registration (Form ADV)Jun 3, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Trademark Capital Management Inc. · Independent Sponsorsshared crd · capital_provider
- Trademark Capital Management Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/trademarksportsmgtreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/trademark-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- trademarksportsmgt.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 706-534-2351reportedpublic record, Form ADV, Jul 24, 2026
- Contact form
- trademarksportsmgt.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- trademarksportsmgt.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $21.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026