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RIA / WealthAdvisor11 years in industry

MICHAEL GEORGE BATTAGLIA

Advisor at APOLLON WEALTH MANAGEMENT, LLC

Evansville, IN | MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:5e435e62-58d2-0289-7e64-65fb3f31170c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 23, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Feb 18, 2015
First registration: Apr 23, 2015
Dual registered: no
Other names: Mike Battaglia
IAPD individual key: 6483214

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Dec 4, 2025	n/a	yes	Evansville, IN\|MOUNT PLEASANT, SC	Current employment
RETIREMENT PLANNING SOLUTIONS, LLC	Independent wealth	Aug 3, 2022	Feb 3, 2026	no	LOUISVILLE, KY\|Evansville, IN	Previous registration
LEGACY ADVISORY SERVICES	n/a	Nov 30, 2020	Jan 6, 2023	no	LOUISVILLE, KY\|Evansville, IN\|Evansville, IN	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Oct 17, 2017	Nov 6, 2020	no	EVANSVILLE, IN\|LOUISVILLE, KY	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Apr 23, 2015	Oct 16, 2017	no	CLINTON, IN\|LOUISVILLE, KY\|SARASOTA, FL\|Evansville, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RETIREMENT PLANNING SOLUTIONS, LLC	APOLLON WEALTH MANAGEMENT, LLC	Feb 3, 2026	Dec 4, 2025	-61	Firm change after gap	RIA to RIA
LEGACY ADVISORY SERVICES	RETIREMENT PLANNING SOLUTIONS, LLC	Jan 6, 2023	Aug 3, 2022	-156	Firm change after gap	Other
AE WEALTH MANAGEMENT, LLC	LEGACY ADVISORY SERVICES	Nov 6, 2020	Nov 30, 2020	24	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	AE WEALTH MANAGEMENT, LLC	Oct 16, 2017	Oct 17, 2017	1	Firm change	Other

Relationships

Registered with (5)

→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 4, 2025 to presentfactForm ADV
→ RETIREMENT PLANNING SOLUTIONS, LLCRegistered adviserregistration: previous registration
Aug 3, 2022 to Feb 3, 2026factForm ADV
→ LEGACY ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 30, 2020 to Jan 6, 2023factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 17, 2017 to Nov 6, 2020factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Apr 23, 2015 to Oct 16, 2017factForm ADV

Dated events

Occurred
Feb 3, 2026
Advisor changed firm
Michael George Battaglia left Retirement Planning Solutions, Llc for Apollon Wealth Management, Llc (registered 2025-12-04)
Form ADVobserved 6 days ago
Occurred
Jan 6, 2023
Advisor changed firm
Michael George Battaglia left Legacy Advisory Services for Retirement Planning Solutions, Llc (registered 2022-08-03)
Form ADVobserved 6 days ago