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RIA / WealthAdvisorCertified Financial Planner24 years in industry

Laura Mattia

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

SARASOTA, FL | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:82d26b15-cd9c-09ca-a05c-d41e7761532a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 7, 2002
First registration: Aug 26, 2002
Dual registered: no
Other names: LAURA HILLARY STEPIEN|LAURA HILLARY COOK|LAURA MATTIA|LAURA HILLARY MATTIA
IAPD individual key: 4525025

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jun 21, 2024	n/a	yes	SARASOTA, FL\|PLYMOUTH, MN	Current employment
ATLAS FIDUCIARY FINANCIAL, LLC	Former SEC adviser	Jul 28, 2020	Jun 18, 2024	no	SARASOTA, FL\|SARASOTA, FL	Previous registration
STONEGATE WEALTH MANAGEMENT, LLC	Former SEC adviser	Aug 14, 2018	Aug 17, 2020	no	Sarasota, FL	Previous registration
CUMBERLAND ADVISORS	Independent wealth	Dec 19, 2016	Nov 2, 2017	no	SARASOTA, FL	Previous registration
A NEW APPROACH FINANCIAL PLANNING	n/a	Feb 9, 2016	Dec 10, 2016	no	Sarasota, FL\|LAKEWOOD RANCH, FL	Previous registration
BARON FINANCIAL GROUP LLC	Independent wealth	Apr 11, 2008	Dec 22, 2015	no	FAIR LAWN, NJ\|SARASOTA, FL	Previous registration
OSAIC FA, INC.	Former SEC adviser	Sep 24, 2004	Mar 14, 2005	no	ROCHELLE PARK, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 26, 2002	Oct 1, 2002	no	MORRISTOWN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ATLAS FIDUCIARY FINANCIAL, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Jun 18, 2024	Jun 21, 2024	3	Firm change	RIA to RIA
STONEGATE WEALTH MANAGEMENT, LLC	ATLAS FIDUCIARY FINANCIAL, LLC	Aug 17, 2020	Jul 28, 2020	-20	Firm change	RIA to new firm
CUMBERLAND ADVISORS	STONEGATE WEALTH MANAGEMENT, LLC	Nov 2, 2017	Aug 14, 2018	285	Firm change	RIA to RIA
A NEW APPROACH FINANCIAL PLANNING	CUMBERLAND ADVISORS	Dec 10, 2016	Dec 19, 2016	9	Firm change	Other
BARON FINANCIAL GROUP LLC	A NEW APPROACH FINANCIAL PLANNING	Dec 22, 2015	Feb 9, 2016	49	Firm change	Other
OSAIC FA, INC.	BARON FINANCIAL GROUP LLC	Mar 14, 2005	Apr 11, 2008	1,124	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	OSAIC FA, INC.	Oct 1, 2002	Sep 24, 2004	724	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
307310:116407:FL:2024-06-18	Jun 18, 2024	Jun 21, 2024	SARASOTA, FL	Firm change

Relationships

Registered with (8)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jun 21, 2024 to presentfactForm ADV
→ ATLAS FIDUCIARY FINANCIAL, LLCRegistered adviserregistration: previous registration
Jul 28, 2020 to Jun 18, 2024factForm ADV
→ STONEGATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 14, 2018 to Aug 17, 2020factForm ADV
→ CUMBERLAND ADVISORSRegistered adviserregistration: previous registration
Dec 19, 2016 to Nov 2, 2017factForm ADV
→ A NEW APPROACH FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Feb 9, 2016 to Dec 10, 2016factForm ADV
→ BARON FINANCIAL GROUP LLCRegistered adviserregistration: previous registration
Apr 11, 2008 to Dec 22, 2015factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Sep 24, 2004 to Mar 14, 2005factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 26, 2002 to Oct 1, 2002factForm ADV

Dated events

Occurred
Jun 18, 2024
Advisor changed firm
Laura Mattia left Atlas Fiduciary Financial, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-06-21)
Form ADVobserved 5 days ago