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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

PATIA NAOMI WALKER

Advisor at WELLS FARGO ADVISORS

MELBOURNE, FL

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Search this name across graphsid dfx:ria:20d48920-abda-1fc0-8ac7-cc3ea31349cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 18, 2014
First registration: Jul 22, 2014
Dual registered: yes, broker-dealer
Other names: PATIA NAOMI NUNNALLY|NAOMI WALKER|PATIA WALKER
IAPD individual key: 6291570

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 22, 2024	n/a	yes	MELBOURNE, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 1, 2021	Oct 14, 2024	no	MELBOURNE, FL\|MELBOURNE, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 28, 2018	Jan 11, 2021	no	Melbourne, FL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 31, 2020	no	OMAHA, NE\|MELBOURNE, FL	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Feb 13, 2017	Feb 26, 2018	no	Melbourne, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 22, 2014	Nov 25, 2016	no	MELBOURNE, FL\|PALM BAY, FL\|PALM BAY, FL\|PALM COAST, FL\|PALM BAY, FL\|PALM BAY, FL\|WEST MELBOURNE, FL\|PALM BAY, FL\|INDIATLANTIC, FL\|VERO BEACH, FL\|VERO BEACH, FL\|VERO BEACH, FL\|SEBASTIAN, FL\|MELBOURNE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Oct 14, 2024	Oct 22, 2024	8	Channel change	Wirehouse to wirehouse
TD AMERITRADE, INC.	WELLS FARGO ADVISORS	Jan 11, 2021	Sep 1, 2021	233	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Feb 28, 2018	-1,037	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
LPL FINANCIAL LLC	SCOTTRADE INVESTMENT MANAGEMENT	Nov 25, 2016	Feb 13, 2017	80	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:FL:2024-10-03	Oct 14, 2024	Oct 22, 2024	MELBOURNE, FL	Firm change

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 22, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 1, 2021 to Oct 14, 2024factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 28, 2018 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Dec 31, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 13, 2017 to Feb 26, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 22, 2014 to Nov 25, 2016factForm ADV

Dated events

No dated event names this entity yet.