DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• N•••• W•••••

W•••• F•••• A•••••••wirehouseMelbourne, Fldual registrantIAPD 6291570

Feed of 09/14/2026

Also filed as P•••• N•••• Nunnally

At current firm

1 y

since Oct 22, 2024

In the industry

12 y

since Feb 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Oct 22, 2024 · Melbourne, Fl
W•••• F•••• A••••••• wirehouse
Sep 1, 2021 to Oct 14, 2024 · Melbourne, Fl
T• A••••••••• I••• former
Feb 28, 2018 to Jan 11, 2021 · Melbourne, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Dec 31, 2020 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Feb 13, 2017 to Feb 26, 2018 · Melbourne, Fl
L•• F•••••••• L•• BD affiliated
Jul 22, 2014 to Nov 25, 2016 · Melbourne, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Oct 14, 2024, registered Oct 22, 2024 (8 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••• to W•••• F•••• A•••••••
left Jan 11, 2021, registered Sep 1, 2021 (233 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Feb 28, 2018 (-1037 days) · corporate re-registration, not a move
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to S•••••••• I••••••••• M•••••••••
left Nov 25, 2016, registered Feb 13, 2017 (80 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address