DFX Intelligence

E•••• J•••• D• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

E•••• J•••• D• J••••

Advisor at N••••••••• F•••••••• G••••• L••

TAMPA, FL

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Search this name across graphsid dfx:ria:20fa46bc-edd7-8097-a130-f5d6a9b7e589

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• F•••••••• G••••• L••	Independent wealth	Aug 17, 2026	n/a	yes	TAMPA, FL	Current employment
U••• F•••••••• P••••••• S•••••••	Former SEC adviser	Oct 11, 2013	Dec 16, 2015	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• F•••••••• P••••••• S•••••••	N••••••••• F•••••••• G••••• L••	Dec 16, 2015	Aug 17, 2026	3,897	Firm change after gap	Other
C•••••• S••••• • C••• I•••	U••• F•••••••• P••••••• S•••••••	Sep 24, 2013	Oct 11, 2013

Relationships

Registered with (5)

→ N••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Oct 11, 2013 to Dec 16, 2015factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 5, 2012 to Sep 24, 2013factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20fa46bc-edd7-8097-a130-f5d6a9b7e589
First observed: Feb 28, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.