DFX Intelligence

R••••• D••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

R••••• D••• P••••••

Advisor at F•••• I••••••••• A•••••••• L••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:6bcfc7d7-6d56-3c95-a5ec-a590d5908c62

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• I••••••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Nov 20, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• I••••••••• A•••••••• L••	Asset manager	Sep 9, 2010	n/a	yes	SAN ANTONIO, TX	Current employment
C••••••• S••••• I••••••••• M•••••••••	Institutional manager	Jan 22, 2008	Aug 23, 2010	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••• I••••••••• M•••••••••	F•••• I••••••••• A•••••••• L••	Aug 23, 2010	Sep 9, 2010	17	Firm change	Other
H•••••• S••••••••• A•••• M••••••••• L••	C••••••• S••••• I••••••••• M•••••••••	Sep 22, 2006	Jan 22, 2008

Relationships

Registered with (3)

→ F•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 9, 2010 to presentfactForm ADV
→ C••••••• S••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jan 22, 2008 to Aug 23, 2010factForm ADV
→ H•••••• S••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 3, 2006 to Sep 22, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bcfc7d7-6d56-3c95-a5ec-a590d5908c62
First observed: Apr 3, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.