DFX Intelligence
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Reading the graph
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Advisor at L•• E••••••••• L••
HOLMDEL, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• E••••••••• L•• | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | HOLMDEL, NJ|HOLMDEL, NJ | Current employment |
| P•••• S••••••••• L•• | No RAUM reported | Sep 4, 2024 | Nov 14, 2024 | no | Marlton, NJ|EAST BRUNSWICK, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• S••••••••• L•• | L•• E••••••••• L•• | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| S•••• F•••••••• | P•••• S••••••••• L•• | Jul 22, 2024 | Sep 4, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 39550:106743:PA:2020-01-06 | Jan 8, 2020 | Aug 16, 2019 | WASHINGTON, PA | Firm change after gap |
| S•••• F•••••••• | Independent wealth | Nov 22, 2023 | Jul 22, 2024 | no | HORSHAM, PA | Previous registration |
| C••••••• P•••••• W••••• | Bd affiliated wealth | Aug 16, 2019 | Dec 31, 2023 | no | Fort Washington, PA|TARRYTOWN, NY|NORTHFIELD, NJ | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Aug 24, 2018 | Jan 8, 2020 | no | CONSHOHOCKEN, PA|BOSTON, MA|WASHINGTON, PA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Mar 2, 2012 | Apr 19, 2016 | no | LINWOOD, NJ|RADNOR, PA | Previous registration |
| T• W••••• M••••••••• S••••••• I••• | n/a | Aug 5, 2005 | Apr 9, 2007 | no | PHILADELPHIA, PA|PHILADELPHIA, PA | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Apr 1, 2005 | Aug 4, 2005 | no | VINELAND, NJ | Previous registration |
| Firm change |
| RIA to ibd |
| C••••••• P•••••• W••••• | S•••• F•••••••• | Dec 31, 2023 | Nov 22, 2023 | -39 | Firm change after gap | RIA to RIA |
| C••••••• S••••••••• I••• | C••••••• P•••••• W••••• | Jan 8, 2020 | Aug 16, 2019 | -145 | Firm change after gap | Ibd to RIA |
| W•••• F•••• A••••••• | C••••••• S••••••••• I••• | Apr 19, 2016 | Aug 24, 2018 | 857 | Firm change after gap | Wirehouse to ibd |
| T• W••••• M••••••••• S••••••• I••• | W•••• F•••• A••••••• | Apr 9, 2007 | Mar 2, 2012 | 1,789 | Firm change after gap | Other |
| O•••• W•••••• I••• | T• W••••• M••••••••• S••••••• I••• | Aug 4, 2005 | Aug 5, 2005 | 1 | Firm change | Other |