DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Dominic Perna

LPL Enterprise, LLCBD affiliatedHolmdel, Njdual registrantIAPD 1891717

Feed of 09/14/2026

Also filed as Joseph Dominic Perna

At current firm

1 y

since Nov 14, 2024

In the industry

21 y

since Apr 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Nov 14, 2024 · Holmdel, Nj
Pruco Securities, LLC no RAUM
Sep 4, 2024 to Nov 14, 2024 · Marlton, Nj
Sharp Financial independent RIA
Nov 22, 2023 to Jul 22, 2024 · Horsham, Pa
Citizens Private Wealth BD affiliated
Aug 16, 2019 to Dec 31, 2023 · Fort Washington, Pa
Citizens Securities, Inc. BD affiliated
Aug 24, 2018 to Jan 8, 2020 · Conshohocken, Pa
Wells Fargo Advisors wirehouse
Mar 2, 2012 to Apr 19, 2016 · Linwood, Nj
Td Wealth Management Services Inc. unclassified
Aug 5, 2005 to Apr 9, 2007 · Philadelphia, Pa
Osaic Wealth, Inc. BD affiliated
Apr 1, 2005 to Aug 4, 2005 · Vineland, Nj

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
Sharp Financial to Pruco Securities, LLC
left Jul 22, 2024, registered Sep 4, 2024 (44 days) · RIA to affiliated broker-dealer or bank
Citizens Private Wealth to Sharp Financial
left Dec 31, 2023, registered Nov 22, 2023 (-39 days) · RIA to RIA
Citizens Securities, Inc. to Citizens Private Wealth
left Jan 8, 2020, registered Aug 16, 2019 (-145 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Wells Fargo Advisors to Citizens Securities, Inc.
left Apr 19, 2016, registered Aug 24, 2018 (857 days) · Wirehouse to affiliated broker-dealer or bank
Td Wealth Management Services Inc. to Wells Fargo Advisors
left Apr 9, 2007, registered Mar 2, 2012 (1789 days) · Other
Osaic Wealth, Inc. to Td Wealth Management Services Inc.
left Aug 4, 2005, registered Aug 5, 2005 (1 days) · Other

Signals

Joseph Dominic Perna left Sharp Financial for Pruco Securities, Llc (registered 2024-09-04)
Jul 22, 2024 · Advisor changed firm · fact
Joseph Dominic Perna left Citizens Private Wealth for Sharp Financial (registered 2023-11-22)
Dec 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address