DFX Intelligence

C••••••• G•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor17 years in industry

C••••••• G•••• L•••••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | Chantilly, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2161de62-9303-f6fe-35f8-dd12727c1c2b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Jul 21, 2026	n/a	yes	Chantilly, VA\|CHICAGO, IL	Current employment
E•••••• F•••••••• E••••••	Independent wealth	Nov 1, 2018	Jul 27, 2026	no	FAIRFAX, VA\|FAIRFAX, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	H•••••••• A•••••••• L••	Jul 27, 2026	Jul 21, 2026	-6	Firm change	RIA to ibd
E•••••• F•••••••• S•••••••• L••	E•••••• F•••••••• E••••••	Nov 1, 2018	Nov 1, 2018

Relationships

Registered with (6)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Nov 1, 2018 to Jul 27, 2026factForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 12, 2013 to Nov 1, 2018factForm ADV
→ H• B•••• I•••

Dated events

Occurred
Jul 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2161de62-9303-f6fe-35f8-dd12727c1c2b
First observed: Oct 6, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.