DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

One Advocate Group

Former SEC-registered adviserSan Antonio, TexasCRD 270005SEC 801-101527IAPD
Legal name Oliphint Associates LLC
Latest filing Jan 26, 2021
First filing on the tape Jul 14, 2015 · 17 filings
RAUM
$259M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$253M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$259M as of Jan 26, 2021
Feb 25, 2016$148M then
HNW client RAUM$229M as of Jan 26, 2021
Mar 1, 2018$127M then
State-registered IARs (5.B.3)2 as of Jan 26, 2021
Feb 25, 20162 then
Employees (5.A)5 as of Jan 26, 2021
Feb 25, 20167 then
Private funds: no history
RAUM +12% over the last fiscal year+17% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Jan 26, 2021; every figure names its basis
RAUM per advisor
$129MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
115derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$515,282derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
-14%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$229M88%
  • Individuals$24.4M9.4%
  • Charitable organizations$5.8M2.2%
Individual clients
159reported
HNW clients
71reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
502reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Chris Escobedo · Chief Compliance Officercontrol
    since 04/2017 · owns less than 5%
  • Ann Sara Neel · Chief Executive Officer & Managing Partnercontrol
    since 09/2017 · owns 10% to 25%
  • Howard Thomas Oliphint · Managing Membercontrol
    since 07/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 535 to 502
    May 19, 2020 to Jan 26, 2021
  • Advisory employees · 3 to 2
    May 19, 2020 to Jan 26, 2021
  • Individual clients · 196 to 159
    May 19, 2020 to Jan 26, 2021
  • Employees · 8 to 5
    May 19, 2020 to Jan 26, 2021
  • State-registered IARs · 3 to 2
    May 19, 2020 to Jan 26, 2021
  • Discretionary RAUM · $230M to $259M
    May 19, 2020 to Jan 26, 2021
  • HNW RAUM · $189M to $229M
    May 19, 2020 to Jan 26, 2021
  • Individual RAUM · $37.6M to $24.4M
    May 19, 2020 to Jan 26, 2021
  • RAUM · $230M to $259M
    May 19, 2020 to Jan 26, 2021
  • Accounts · 498 to 535
    Nov 1, 2019 to Jan 31, 2020
  • Charity clients · 3.0 to unset
    Nov 1, 2019 to Jan 31, 2020
  • HNW clients · 51 to 71
    Nov 1, 2019 to Jan 31, 2020
  • Individual clients · 122 to 196
    Nov 1, 2019 to Jan 31, 2020
  • Employees · 10 to 8
    Nov 1, 2019 to Jan 31, 2020
  • Discretionary RAUM · $222M to $230M
    Nov 1, 2019 to Jan 31, 2020
  • HNW RAUM · $177M to $189M
    Nov 1, 2019 to Jan 31, 2020
  • Individual RAUM · $42.4M to $37.6M
    Nov 1, 2019 to Jan 31, 2020
  • RAUM · $222M to $230M
    Nov 1, 2019 to Jan 31, 2020
  • Accounts · 463 to 498
    Jan 22, 2019 to Nov 1, 2019
  • Charity clients · unset to 3.0
    Jan 22, 2019 to Nov 1, 2019
  • HNW clients · 42 to 51
    Jan 22, 2019 to Nov 1, 2019
  • Individual clients · 195 to 122
    Jan 22, 2019 to Nov 1, 2019
  • Discretionary RAUM · $188M to $222M
    Jan 22, 2019 to Nov 1, 2019
  • HNW RAUM · $137M to $177M
    Jan 22, 2019 to Nov 1, 2019
  • Individual RAUM · $48.8M to $42.4M
    Jan 22, 2019 to Nov 1, 2019
  • RAUM · $188M to $222M
    Jan 22, 2019 to Nov 1, 2019
  • Accounts · 349 to 463
    Mar 1, 2018 to Jan 22, 2019
  • Advisory employees · 2 to 3
    Mar 1, 2018 to Jan 22, 2019
  • HNW clients · 74 to 42
    Mar 1, 2018 to Jan 22, 2019
  • Individual clients · 122 to 195
    Mar 1, 2018 to Jan 22, 2019
  • Employees · 8 to 10
    Mar 1, 2018 to Jan 22, 2019
  • Insurance-licensed employees · 2 to 0
    Mar 1, 2018 to Jan 22, 2019
  • Financial planning clients · 11-25 to 1-10
    Mar 1, 2018 to Jan 22, 2019
  • State-registered IARs · 2 to 3
    Mar 1, 2018 to Jan 22, 2019
  • Discretionary RAUM · $162M to $188M
    Mar 1, 2018 to Jan 22, 2019
  • HNW RAUM · $127M to $137M
    Mar 1, 2018 to Jan 22, 2019
  • Individual RAUM · $32.3M to $48.8M
    Mar 1, 2018 to Jan 22, 2019
  • RAUM · $162M to $188M
    Mar 1, 2018 to Jan 22, 2019
  • Accounts · 329 to 349
    Dec 8, 2017 to Mar 1, 2018
  • BD registered reps · 1 to 0
    Dec 8, 2017 to Mar 1, 2018
Signals
2 dated events
  • Ann Sara Neel (Chief Executive Officer) appeared on Schedule A of One Advocate Group
    Jan 22, 2019 · Control person joined · fact
  • One Advocate Group filed its initial SEC registration (Form ADV)
    Jul 14, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026