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Advisor at WELLS FARGO ADVISORS
ALGONQUIN, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 23, 2011 | n/a | yes | ALGONQUIN, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 26, 2004 | Sep 27, 2011 | no | DEER PARK, IL|CRYSTAL LAKE, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jun 11, 2001 | Dec 6, 2004 | no | CRYSTAL LAKE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Sep 27, 2011 | Sep 23, 2011 | -4 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 6, 2004 | Nov 26, 2004 | -10 | Firm change | Other |