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Registered advisor
P•••••• O•••••••
Feed of 09/14/2026
Also filed as P•••••• S O•••••••
At current firm
14 y
since Sep 23, 2011
In the industry
26 y
since Mar 20, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 23, 2011 · Algonquin, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 26, 2004 to Sep 27, 2011 · Deer Park, Il
- M••••• S•••••• D• I••• unclassifiedJun 11, 2001 to Dec 6, 2004 · Crystal Lake, Il
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Sep 27, 2011, registered Sep 23, 2011 (-4 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 6, 2004, registered Nov 26, 2004 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address