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D•••• C••••••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

D•••• C••••••••• O••••••

Advisor at A•••• S••••••• A•••••••• L••

WAYLAND, MA

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Search this name across graphsid dfx:ria:244ba78b-53d1-15a1-06e4-cc86f5af58ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• S••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• S••••••• A•••••••• L••	Mixed wealth	Aug 28, 2019	n/a	yes	WAYLAND, MA	Current employment
M••••• S••••••	Wirehouse	Aug 2, 2016	Aug 20, 2019	no	Westborough, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A•••• S••••••• A•••••••• L••	Aug 20, 2019	Aug 28, 2019	8	Firm change	Wirehouse to RIA
A•••••••• F•••• M••••••••• L••	M••••• S••••••	Apr 4, 2016

Relationships

Registered with (4)

→ A•••• S••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 28, 2019 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 2, 2016 to Aug 20, 2019factForm ADV
→ A•••••••• F•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 18, 2011 to Apr 4, 2016factForm ADV
→ F•••••• C•••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:244ba78b-53d1-15a1-06e4-cc86f5af58ac
First observed: Aug 10, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.