DFX Intelligence

E••• M••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

E••• M••••• B•••••••••

Advisor at L•••• F••• A••••••• S•••••••

PROSPER, TX

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Search this name across graphsid dfx:ria:22e8544c-1836-c155-9fe0-fd428622cf74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jan 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Jul 29, 2024	n/a	yes	PROSPER, TX	Current employment
S•••• W•••••• L••	Independent wealth	May 25, 2023	Oct 4, 2023	no	OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• W•••••• L••	L•••• F••• A••••••• S•••••••	Oct 4, 2023	Jul 29, 2024	299	Firm change	RIA to ibd
A• W••••• M••••••••• L••	S•••• W•••••• L••	Nov 16, 2022	May 25, 2023

Relationships

Registered with (8)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ S•••• W•••••• L••Registered adviserregistration: previous registration
May 25, 2023 to Oct 4, 2023factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 13, 2021 to Nov 16, 2022factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Oct 4, 2023
Advisor changed firm
E••• M••••• B••••••••• left S•••• W•••••• L•• for L•••• F••• A••••••• S••••••• (registered 2024-07-29)
Form ADVobserved 7 days ago
Occurred
Nov 16, 2022
Advisor changed firm
E••• M••••• B••••••••• left A• W••••• M••••••••• L•• for S•••• W•••••• L•• (registered 2023-05-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22e8544c-1836-c155-9fe0-fd428622cf74
First observed: Jan 22, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.