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RIA / WealthAdvisor11 years in industry

Christopher D Guzman

Advisor at HUB INVESTMENT PARTNERS, LLC

Albuquerque, NM | AUSTIN, TX

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Search this name across graphsid dfx:ria:232b50d0-cd43-8769-dd8c-89cd0fc21a80

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 22, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUB INVESTMENT PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Oct 27, 2014
First registration: Dec 22, 2015
Dual registered: no
Other names: CHRISTOPHER DAVID GUZMAN|Christopher Guzman
IAPD individual key: 6373020

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUB INVESTMENT PARTNERS, LLC	Independent wealth	Sep 24, 2025	n/a	yes	AUSTIN, TX\|Albuquerque, NM	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 19, 2020	Sep 11, 2025	no	Albuquerque, NM\|Albuquerque, NM	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 6, 2019	Mar 19, 2020	no	ALBUQUERQUE, NM	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 17, 2017	Mar 4, 2019	no	ALBUQUERQUE, NM\|ALBUQUERQUE, NM\|ALBUQUERQUE, NM	Previous registration
MORGAN STANLEY	Wirehouse	Dec 22, 2015	Apr 4, 2017	no	Albuquerque, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	HUB INVESTMENT PARTNERS, LLC	Sep 11, 2025	Sep 24, 2025	13	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 19, 2020	Aug 19, 2020	153	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Mar 4, 2019	Mar 6, 2019	2	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 4, 2017	Jul 17, 2017	104	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ HUB INVESTMENT PARTNERS, LLCRegistered adviserregistration: current employment
Sep 24, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 19, 2020 to Sep 11, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 6, 2019 to Mar 19, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 17, 2017 to Mar 4, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 22, 2015 to Apr 4, 2017factForm ADV

Dated events

Occurred
Sep 11, 2025
Advisor changed firm
Christopher D Guzman left Ameriprise Financial Services, Llc for Hub Investment Partners, Llc (registered 2025-09-24)
Form ADVobserved 5 days ago