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J•••••• P••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

J•••••• P••• L••••

Advisor at C••••• I••••••••• A••••••• L••

RICHLAND, WA

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Search this name across graphsid dfx:ria:23794808-9924-06c4-3bde-04a192cd9016

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	n/a	yes	RICHLAND, WA	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Jul 30, 2025	Sep 5, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• C••••••••• W••••• L••	A•••••• A••••••• S•••••••	Mar 2, 2026	Jul 30, 2025	-215	Firm change after gap	RIA to ibd
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025

Relationships

Registered with (6)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ L••••• C••••••••• W••••• L••Registered adviserregistration: previous registration
Oct 16, 2015 to Mar 2, 2026factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jul 30, 2025 to Sep 5, 2025factForm ADV
→ B••••••••• W••••• A•••••••• L••

Dated events

Occurred
Mar 2, 2026
Advisor changed firm
J•••••• P••• L•••• left L••••• C••••••••• W••••• L•• for A•••••• A••••••• S••••••• (registered 2025-07-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23794808-9924-06c4-3bde-04a192cd9016
First observed: Apr 5, 2011
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.