RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• P••• L••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Richland, Wa
- A•••••• A••••••• S••••••• formerJul 30, 2025 to Sep 5, 2025 · Dallas, Tx
- L••••• C••••••••• W••••• L•• independent RIAOct 16, 2015 to Mar 2, 2026 · Peoria, Az
- B••••••••• W••••• A•••••••• L•• no RAUMJun 17, 2015 to Oct 19, 2015 · Kennewick, Wa
- F•••••••• A•••••••• I••••••••• M••••••••• formerJun 30, 2014 to Jun 12, 2015 · Olympia, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 5, 2011 to Jun 30, 2014 · Kennewick, Wa
- L••••• C••••••••• W••••• L•• to A•••••• A••••••• S•••••••left Mar 2, 2026, registered Jul 30, 2025 (-215 days) · RIA to affiliated broker-dealer or bank
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- B••••••••• W••••• A•••••••• L•• to L••••• C••••••••• W••••• L••left Oct 19, 2015, registered Oct 16, 2015 (-3 days) · Other
- F•••••••• A•••••••• I••••••••• M••••••••• to B••••••••• W••••• A•••••••• L••left Jun 12, 2015, registered Jun 17, 2015 (5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••••••• A•••••••• I••••••••• M•••••••••left Jun 30, 2014, registered Jun 30, 2014 (0 days) · Other
- J•••••• P••• L•••• left L••••• C••••••••• W••••• L•• for A•••••• A••••••• S••••••• (registered 2025-07-30)Mar 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address