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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MARGATE CAPITAL MANAGEMENT, LP

CRD 283791

NEW YORK, NY

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Search this name across graphsid dfx:ria:6b3543bf-9eba-be5c-1e5e-0ed729d1b8b9

Data as of Mar 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2016 to Mar 25, 2019
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $117MItem 5.F on the latest filing (2019-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $117M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $117Mgross asset value as reported per fund; never fund size
Custody, client assets: $117M
SEC number: 801-107772
CRD: 283791
Filings on the tape: 9
First filed: Apr 26, 2016
Latest filed: Mar 25, 2019
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MARGATE CAPITAL PARTNERS MASTER FUND LTD.	Hedge Fund	$117M	Mar 25, 2019	159	Feb 22, 2017	reported	021-272070

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COWEN INC.	Member	E	yes	11/2009	May 16, 2017	Mar 25, 2019
COWEN INVESTMENT MANAGEMENT LLC	LIMITED PARTNER	C	yes	04/2016	Apr 26, 2016	Mar 25, 2019
COWEN INVESTMENT MANAGEMENT LLC	Member	C	yes	04/2016	Apr 26, 2016	Mar 25, 2019
GREENBERG, SAMANTHA, J	Member	D	yes	04/2016	Apr 26, 2016	Mar 25, 2019
GREENBERG, SAMANTHA, Joy	CHIEF INVESTMENT OFFICER / LIMITED PARTNER	Na	yes	04/2016	Apr 26, 2016	Mar 25, 2019
MARGATE GP LLC	GENERAL PARTNER	Na	yes	04/2016	Apr 26, 2016	Mar 25, 2019
SAYAGO, ANDREA, J.S.	CHIEF COMPLIANCE OFFICER	Na	no	04/2016	Apr 26, 2016	Mar 25, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HEALTHCARE ROYALTY MANAGEMENT, LLC	n/a	Asset manager	$3.8B	N	yes	n/a
COWEN INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$489M	N	yes	n/a
COWEN PRIME SERVICES LLC	n/a	Former SEC adviser	$359M	N	yes	n/a
COWEN ADVISORS LLC	n/a	Former SEC adviser	$102M	N	yes	n/a
COWEN TRADING STRATEGIES LLC	n/a	Former SEC adviser	$52.6M	N	yes	n/a
ATM EXECUTION LLC	n/a	n/a	n/a	N	yes	n/a
COWEN AND COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
COWEN EXECUTION SERVICES LIMITED	n/a	n/a	n/a	N	yes	n/a
COWEN EXECUTION SERVICES LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
COWEN HEALTHCARE INVESTMENTS II GP LLC	n/a	n/a	n/a	N	yes	n/a
COWEN INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
COWEN PRIVATE INVESTMENTS GP LLC	n/a	n/a	n/a	N	yes	n/a
COWEN SECURITIES, LP	n/a	n/a	n/a	N	yes	n/a
COWEN SUSTAINABLE ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
CSI GP I LLC	n/a	n/a	n/a	N	yes	n/a
MARGATE CAPITAL MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
RCG RE MANAGER LLC	n/a	n/a	n/a	N	yes	n/a
TRIARTISAN CAPITAL ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
WESTMINSTER RESEARCH ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 25, 2019	$117M	$117M	4	0	0	1	$117M
2017	Mar 29, 2018	$216M	$216M	6	5	0	1	$142M
2016	Mar 29, 2017	$136M	$136M	5	4	n/a	1	$81.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$117M	$216M	-45.9%	n/a	n/a	4	6	0	0

Relationships

Affiliated with (10)

→ RAMIUS ADVISORS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ COWEN ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ COWEN PRIME ADVISORSRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ RAMIUS TRADING STRATEGIES LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HEALTHCARE ROYALTY MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CONVERGEX EXECUTION SOLUTIONS LLCRegistered adviserbroker-dealer, common control
factForm ADV
← RCG LONGVIEWRegistered adviserother investment adviser, bank, common control
factForm ADV
← RCG LONGVIEWRegistered adviserother investment adviser, bank, common control
factForm ADV
← RAMIUS TRADING STRATEGIES LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← COWEN ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (1)

→ MARGATE CAPITAL PARTNERS MASTER FUND LTD.Private fundHedge Fund, IA
Feb 22, 2017 to presentfactForm ADV

Controls (5)

← COWEN INVESTMENT MANAGEMENT LLCOwnerMEMBER, ownership code C, domestic entity
Apr 26, 2016 to presentfactForm ADV
← GREENBERG, SAMANTHA, JOwnerMEMBER, ownership code D, individual
Apr 26, 2016 to presentfactForm ADV
← GREENBERG, SAMANTHA, JoyOwnerCHIEF INVESTMENT OFFICER / LIMITED PARTNER, ownership code NA, individual
Apr 26, 2016 to presentfactForm ADV
← COWEN INC.OwnerMEMBER, ownership code E, domestic entity
May 16, 2017 to presentfactForm ADV
← MARGATE GP LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Apr 26, 2016 to presentfactForm ADV

Owns (1)

← SAYAGO, ANDREA, J.S.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 26, 2016 to presentfactForm ADV

Dated events

Occurred
Apr 26, 2016
First Form ADV filing
Margate Capital Management, Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b3543bf-9eba-be5c-1e5e-0ed729d1b8b9
First observed: Apr 26, 2016
Last observed: Mar 25, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARGATE CAPITAL MANAGEMENT, LP

CRD 283791

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b3543bf-9eba-be5c-1e5e-0ed729d1b8b9

Data as of Mar 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MARGATE CAPITAL PARTNERS MASTER FUND LTD.

Hedge Fund

$117M

Mar 25, 2019

159

Feb 22, 2017

reported

021-272070

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COWEN INC.

Member

yes

11/2009

May 16, 2017

Mar 25, 2019

COWEN INVESTMENT MANAGEMENT LLC

LIMITED PARTNER

yes

04/2016

Apr 26, 2016

Mar 25, 2019

COWEN INVESTMENT MANAGEMENT LLC

Member

yes

04/2016

Apr 26, 2016

Mar 25, 2019

GREENBERG, SAMANTHA, J

Member

yes

04/2016

Apr 26, 2016

Mar 25, 2019

GREENBERG, SAMANTHA, Joy

CHIEF INVESTMENT OFFICER / LIMITED PARTNER

yes

04/2016

Apr 26, 2016

Mar 25, 2019

MARGATE GP LLC

GENERAL PARTNER

yes

04/2016

Apr 26, 2016

Mar 25, 2019

SAYAGO, ANDREA, J.S.

CHIEF COMPLIANCE OFFICER

04/2016

Apr 26, 2016

Mar 25, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HEALTHCARE ROYALTY MANAGEMENT, LLC

n/a

Asset manager

$3.8B

yes

n/a

COWEN INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$489M

yes

n/a

COWEN PRIME SERVICES LLC

n/a

Former SEC adviser

$359M

yes

n/a

COWEN ADVISORS LLC

n/a

Former SEC adviser

$102M

yes

n/a

COWEN TRADING STRATEGIES LLC

n/a

Former SEC adviser

$52.6M

yes

n/a

ATM EXECUTION LLC

n/a

yes

n/a

COWEN AND COMPANY, LLC

n/a

yes

n/a

COWEN EXECUTION SERVICES LIMITED

n/a

yes

n/a

COWEN EXECUTION SERVICES LLC

n/a

Former SEC adviser

n/a

yes

n/a

COWEN HEALTHCARE INVESTMENTS II GP LLC

n/a

yes

n/a

COWEN INTERNATIONAL LIMITED

n/a

yes

n/a

COWEN PRIVATE INVESTMENTS GP LLC

n/a

yes

n/a

COWEN SECURITIES, LP

n/a

yes

n/a

COWEN SUSTAINABLE ADVISORS LLC

n/a

yes

n/a

CSI GP I LLC

n/a

yes

n/a

MARGATE CAPITAL MANAGEMENT LLC

n/a

yes

n/a

RCG RE MANAGER LLC

n/a

yes

n/a

TRIARTISAN CAPITAL ADVISORS LLC

n/a

yes

n/a

WESTMINSTER RESEARCH ASSOCIATES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 25, 2019

$117M

2017

Mar 29, 2018

$216M

$142M

2016

Mar 29, 2017

$136M

n/a

$81.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$117M

$216M

-45.9%

n/a