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Advisor at SANCTUARY ADVISORS, LLC
FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Aug 5, 2026 | n/a | yes | FORT WORTH, TX | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | Sep 19, 2024 | Jun 22, 2026 | no | Dallas, TX|Dallas, TX|NEW ORLEANS, LA | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | Sep 20, 2024 | no | DALLAS, TX | Previous registration |
| BFS ADVISORY GROUP, LLC | n/a | Mar 6, 2023 | Dec 31, 2024 | no | DALLAS, TX | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Oct 17, 2022 | Nov 3, 2023 | no | DALLAS, TX|ATLANTA, GA | Previous registration |
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Sep 2, 2021 | Oct 14, 2022 | no | Boulder, CO | Previous registration |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Dec 5, 2018 | Aug 4, 2021 | no | Dallas, TX | Previous registration |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | Jun 13, 2018 | Nov 26, 2018 | no | IRVING, TX | Previous registration |
| BFS ADVISORY GROUP, LLC | n/a | Mar 26, 2018 | Jun 26, 2018 | no | DALLAS, TX | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Apr 12, 2017 | Jun 12, 2018 | no | DALLAS, TX | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jun 15, 2015 | Apr 5, 2017 | no | SOUTHLAKE, TX | Previous registration |
| GERALD L. RAY & ASSOCIATES, LTD. | Former SEC adviser | Feb 28, 2014 | Jun 3, 2015 | no | DALLAS, TX | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jun 3, 2011 | Nov 5, 2013 | no | SOUTHLAKE, TX | Previous registration |
| WESTERN RESEARCH AND MANAGEMENT, L.L.C. | Former SEC adviser | Dec 8, 2009 | Dec 10, 2010 | no | FORT WORTH, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 11, 2009 | no | Dallas, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 28, 2008 | Jun 1, 2009 | no | DALLAS, TX | Previous registration |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 170288:23131:TX:2024-12-31 | Dec 31, 2024 | Nov 3, 2023 | DALLAS, TX | Firm change after gap |
| 23131:171351:TX:2024-09-20 | Sep 20, 2024 | Sep 19, 2024 | DALLAS, TX | Firm change |