DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• C•••••• A••••••• S•••••••
San Antonio, TX | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• C•••••• A••••••• S••••••• | Bd affiliated wealth | May 10, 2023 | n/a | yes | FORT WORTH, TX|San Antonio, TX | Current employment |
| F•••• I••••••••• S••••••• | Bd affiliated wealth | Jan 26, 2022 | Mar 2, 2023 | no | SAN ANTONIO, TX|SAN ANTONIO, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• I••••••••• S••••••• | F•••• C•••••• A••••••• S••••••• | Mar 2, 2023 | May 10, 2023 | 69 | Firm change | Ibd to ibd |
| B••••••• W••••• S•••••••• | F•••• I••••••••• S••••••• | Apr 27, 2021 | Sep 15, 2021 |
| F•••• I••••••••• S••••••• | Bd affiliated wealth | Sep 15, 2021 | Dec 31, 2021 | no | SAN ANTONIO, TX | Previous registration |
| B••••••• W••••• S•••••••• | Independent wealth | Mar 9, 2018 | Apr 27, 2021 | no | SAN ANTONIO, TX|New Braunfels, TX|Dripping Springs, TX | Previous registration |
| U••• I••••••••• S••••••• C•••••• | No RAUM reported | Jun 9, 2014 | Nov 23, 2016 | no | SAN ANTONIO, TX|Henrico, VA | Previous registration |
| U••• F•••••••• P••••••• S••••••• | Former SEC adviser | Mar 19, 2010 | Jun 11, 2014 | no | SAN ANTONIO, TX | Previous registration |
| V••• I••••••••• M••••••••• C•• L•• | Asset manager | Apr 4, 2008 | Feb 8, 2010 | no | NEW YORK, NY | Previous registration |
| W•••••• I••••••••• S•••••••• I••• | n/a | Jul 1, 2002 | Oct 15, 2003 | no | WATERFORD, CT | Previous registration |
| 141 |
| Firm change |
| RIA to ibd |
| U••• I••••••••• S••••••• C•••••• | B••••••• W••••• S•••••••• | Nov 23, 2016 | Mar 9, 2018 | 471 | Firm change after gap | Other |
| U••• F•••••••• P••••••• S••••••• | U••• I••••••••• S••••••• C•••••• | Jun 11, 2014 | Jun 9, 2014 | -2 | Channel change | Other |
| V••• I••••••••• M••••••••• C•• L•• | U••• F•••••••• P••••••• S••••••• | Feb 8, 2010 | Mar 19, 2010 | 39 | Firm change | Other |
| W•••••• I••••••••• S•••••••• I••• | V••• I••••••••• M••••••••• C•• L•• | Oct 15, 2003 | Apr 4, 2008 | 1,633 | Firm change after gap | Other |