DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth J Michaud
Certified Financial Planner
Feed of 09/15/2026
Also filed as Ken Michaud
At current firm
3 y
since May 10, 2023
In the industry
30 y
since Aug 16, 1996 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince May 10, 2023 · Fort Worth, Tx
- Frost Investment Services BD affiliatedJan 26, 2022 to Mar 2, 2023 · San Antonio, Tx
- Frost Investment Services BD affiliatedSep 15, 2021 to Dec 31, 2021 · San Antonio, Tx
- Broadway Wealth Solutions independent RIAMar 9, 2018 to Apr 27, 2021 · San Antonio, Tx
- Usaa Investment Services Company no RAUMJun 9, 2014 to Nov 23, 2016 · San Antonio, Tx
- Usaa Financial Planning Services formerMar 19, 2010 to Jun 11, 2014 · San Antonio, Tx
- Voya Investment Management Co. LLC asset managerApr 4, 2008 to Feb 8, 2010 · New York, Ny
- Webster Investment Services, Inc. unclassifiedJul 1, 2002 to Oct 15, 2003 · Waterford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Frost Investment Services to First Command Advisory Servicesleft Mar 2, 2023, registered May 10, 2023 (69 days) · Affiliated broker-dealer or bank to another
- Broadway Wealth Solutions to Frost Investment Servicesleft Apr 27, 2021, registered Sep 15, 2021 (141 days) · RIA to affiliated broker-dealer or bank
- Usaa Investment Services Company to Broadway Wealth Solutionsleft Nov 23, 2016, registered Mar 9, 2018 (471 days) · Other
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Jun 11, 2014, registered Jun 9, 2014 (-2 days) · channel change inside one enterprise, not a move
- Voya Investment Management Co. LLC to Usaa Financial Planning Servicesleft Feb 8, 2010, registered Mar 19, 2010 (39 days) · Other
- Webster Investment Services, Inc. to Voya Investment Management Co. LLCleft Oct 15, 2003, registered Apr 4, 2008 (1633 days) · Other
Signals
- Kenneth J Michaud left Frost Investment Services for First Command Advisory Services (registered 2023-05-10)Mar 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address