DFX Intelligence

J•••• R•• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

J•••• R•• K•••••

Advisor at N••• F•••••••• S•••••••

TUCSON, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••••• S•••••••	Independent wealth	May 18, 2009	n/a	yes	TUCSON, AZ	Current employment
M••••• A•••••••• L••	Bd affiliated wealth	Jul 1, 2013	May 1, 2017	no	TUCSON, AZ\|Tucson, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• A•••••••• L••	n/a	May 1, 2017	n/a	n/a	Departure no registered destination	Departure
M••••• S••••••••• I•••	M••••• A•••••••• L••	Jul 19, 2013	Jul 1, 2013	-18

Relationships

Registered with (5)

→ N••• F•••••••• S•••••••Registered adviserregistration: current employment
May 18, 2009 to presentfactForm ADV
→ M••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 1, 2013 to May 1, 2017factForm ADV
→ M••••• S••••••••• I•••Registered adviserregistration: previous registration
May 26, 2009 to Jul 19, 2013factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 18, 2003
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.