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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CAPITAL ADVISORS, LTD., LLC

CRD 153600

SHAKER HEIGHTS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24dc6c42-0b2f-7773-d790-ba82e2127bbc

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 3
On other graphs: 0
Observed: Jan 31, 2012 to Aug 27, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=12.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $124Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 11
Offices: 10Schedule D 1.F, beyond the principal office
Accounts: 1,106
Individual clients: 461
High net worth clients: 597
Custody, client assets: $335M
SEC number: 801-71559
CIK: 1597878
CRD: 153600
Filings on the tape: 46
First filed: Jan 31, 2012
Latest filed: Aug 27, 2026
Organised: Limited Liability Company, OH
Website: capitaladvisorsltd.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK ANTHONY CIULLA	n/a	AURORA, OH \| Aurora, OH \| SHAKER HEIGHTS, OH	16	40	1	yes
MARY THERESE KOZAR	Certified Financial Planner	WESTAKE, OH \| SHAKER HEIGHTS, OH	16	16	n/a	no
ROBERT MICHAEL HOLUB	Certified Financial Planner\|Chartered Financial Analyst	BRECKSVILLE, OH \| SHAKER HEIGHTS, OH	16	23	1	yes
MELISSA SUE COSTELLO	Certified Financial Planner	STOW, OH \| SHAKER HEIGHTS, OH	16	24	n/a	no
ZACHARY ALAN ABRAMS	Certified Financial Planner	SHAKER HEIGHTS, OH \| Rocky River, OH	16	20	2	yes
NEIL RAY WAXMAN	Certified Financial Planner	PEPPER PIKE, OH \| SHAKER HEIGHTS, OH	16	43	1	yes
PATRICK T (MI ONLY) HANRATTY	Certified Financial Planner	WILLOUGHBY HILLS, OH \| SHAKER HEIGHTS, OH	16	33	1	yes
DANIEL JOHN OBRIEN	Certified Financial Planner	ROCKY RIVER, OH \| SHAKER HEIGHTS, OH	14	17	3	yes
NATHAN PRICE CREVISTON	Certified Financial Planner\|Chartered Financial Consultant	CLEVELAND HEIGHTS, OH \| SHAKER HEIGHTS, OH	8	10	n/a	yes
Jacob Baucco	Certified Financial Planner	SHAKER HEIGHTS, OH \| Cleveland, OH	2	14	n/a	yes
Erin Donahue	n/a	SHAKER HEIGHTS, OH \| Aurora, OH	1	21	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CIULLA, MARK, ANTHONY	CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, AND CO- MANAGING MEMBER	D	yes	04/2010	Aug 27, 2026	Aug 27, 2026
HANRATTY, PATRICK, T (MI ONLY)	MANAGING DIRECTOR, AND ELECTED CO-MANAGING MEMBER	Na	yes	04/2010	Aug 27, 2026	Aug 27, 2026
WAXMAN, NEIL, RAY	MANAGING DIRECTOR, AND CO- MANAGING MEMBER	D	yes	04/2010	Aug 27, 2026	Aug 27, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$1.4B	$1.4B	14	11	10	n/a	n/a
2024	Apr 4, 2025	$1.2B	$1.2B	14	11	10	n/a	n/a
2023	Mar 25, 2024	$1.1B	$1.1B	14	11	0	n/a	n/a
2022	Mar 22, 2023	$957M	$956M	13	10	0	n/a	n/a
2021	Mar 24, 2022	$1.1B	$1.1B	13	11	0	n/a	n/a
2020	Mar 16, 2021	$856M	$849M	12	10	0	n/a	n/a
2019	Feb 26, 2020	$770M	$761M	13	11	0	n/a	n/a
2018	Mar 19, 2019	$702M	$694M	13	10	0	n/a	n/a
2017	Mar 23, 2018	$704M	$692M	13	10	0	n/a	n/a
2016	Jan 31, 2017	$595M	$584M	12	9	n/a	n/a	n/a
2015	Mar 3, 2016	$455M	$444M	12	9	n/a	n/a	n/a
2014	Jan 14, 2015	$484M	$473M	12	9	n/a	n/a	n/a
2013	Feb 18, 2014	$440M	$408M	12	9	n/a	n/a	n/a
2012	Mar 13, 2013	$375M	$343M	12	9	n/a	n/a	n/a
2011	Jan 31, 2012	$311M	$282M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.2B	9.7%	$957M	12.6%	14	14	10	10

Relationships

Affiliated with (2)

← CAPITAL ANALYSTSRegistered adviserother investment adviser
factForm ADV
← LINCOLN INVESTMENTRegistered adviserother investment adviser
factForm ADV

Registered with (12)

← Erin DonahueAdvisorregistration: current employment
Sep 29, 2025 to presentfactForm ADV
← Jacob BauccoAdvisorregistration: current employment
May 1, 2024 to presentfactForm ADV
← NATHAN PRICE CREVISTONAdvisorregistration: current employment
Sep 4, 2018 to presentfactForm ADV
← DANIEL JOHN OBRIENAdvisorregistration: current employment
Sep 28, 2011 to presentfactForm ADV
← NEIL RAY WAXMANAdvisorregistration: current employment
Jun 18, 2010 to presentfactForm ADV
← PATRICK T (MI ONLY) HANRATTYAdvisorregistration: current employment
Jun 18, 2010 to presentfactForm ADV
← MELISSA SUE COSTELLOAdvisorregistration: current employment
Jun 17, 2010 to presentfactForm ADV
← ZACHARY ALAN ABRAMSAdvisorregistration: current employment
Jun 17, 2010 to presentfactForm ADV
← MARY THERESE KOZARAdvisorregistration: current employment
Jun 11, 2010 to presentfactForm ADV
← ROBERT MICHAEL HOLUBAdvisorregistration: current employment
Jun 11, 2010 to presentfactForm ADV
← MARK ANTHONY CIULLAAdvisorregistration: current employment
Jun 10, 2010 to presentfactForm ADV
← Aaron DurdaAdvisorregistration: previous registration
Jul 23, 2022 to Mar 1, 2023factForm ADV

Controls (3)

← WAXMAN, NEIL, RAYOwnerMANAGING DIRECTOR, AND CO-MANAGING MEMBER, ownership code D, individual
Jan 31, 2012 to Oct 28, 2024factForm ADV
← CIULLA, MARK, ANTHONYOwnerCHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, AND CO-MANAGING MEMBER, ownership code D, individual
Jan 31, 2012 to Oct 28, 2024factForm ADV
← HANRATTY, PATRICK, T (MI ONLY)OwnerMANAGING DIRECTOR, AND ELECTED CO-MANAGING MEMBER, ownership code NA, individual
Jan 31, 2012 to Oct 28, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 1, 2023
Advisor changed firm
Aaron Durda left Capital Advisors, Ltd., Llc for Northwestern Mutual Investment Services,Llc (registered 2023-07-18)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2022
Regulatory AUM changed
Capital Advisors, Ltd., Llc reported RAUM $1.1B, up 26% from $856.2M (2021-10-22 to 2022-03-24)
Form ADVobserved 5 days ago
$219M

Show 1 bookkeeping events

Occurred
Oct 28, 2024
Capital Advisors, Ltd., Llc reported 10 offices beyond its principal office, up from 0 (2024-03-29 to 2024-10-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24dc6c42-0b2f-7773-d790-ba82e2127bbc
First observed: Jan 31, 2012
Last observed: Aug 27, 2026 24 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL ADVISORS, LTD., LLC

CRD 153600

SHAKER HEIGHTS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24dc6c42-0b2f-7773-d790-ba82e2127bbc

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK ANTHONY CIULLA

n/a

AURORA, OH | Aurora, OH | SHAKER HEIGHTS, OH

yes

MARY THERESE KOZAR

Certified Financial Planner

WESTAKE, OH | SHAKER HEIGHTS, OH

n/a

ROBERT MICHAEL HOLUB

Certified Financial Planner|Chartered Financial Analyst

BRECKSVILLE, OH | SHAKER HEIGHTS, OH

yes

MELISSA SUE COSTELLO

Certified Financial Planner

STOW, OH | SHAKER HEIGHTS, OH

n/a

ZACHARY ALAN ABRAMS

Certified Financial Planner

SHAKER HEIGHTS, OH | Rocky River, OH

yes

NEIL RAY WAXMAN

Certified Financial Planner

PEPPER PIKE, OH | SHAKER HEIGHTS, OH

yes

PATRICK T (MI ONLY) HANRATTY

Certified Financial Planner

WILLOUGHBY HILLS, OH | SHAKER HEIGHTS, OH

yes

DANIEL JOHN OBRIEN

Certified Financial Planner

ROCKY RIVER, OH | SHAKER HEIGHTS, OH

yes

NATHAN PRICE CREVISTON

Certified Financial Planner|Chartered Financial Consultant

CLEVELAND HEIGHTS, OH | SHAKER HEIGHTS, OH

n/a

yes

Jacob Baucco

Certified Financial Planner

SHAKER HEIGHTS, OH | Cleveland, OH

n/a

yes

Erin Donahue

n/a

SHAKER HEIGHTS, OH | Aurora, OH

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CIULLA, MARK, ANTHONY

CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, AND CO- MANAGING MEMBER

yes

04/2010

Aug 27, 2026

HANRATTY, PATRICK, T (MI ONLY)

MANAGING DIRECTOR, AND ELECTED CO-MANAGING MEMBER

yes

04/2010

Aug 27, 2026

WAXMAN, NEIL, RAY

MANAGING DIRECTOR, AND CO- MANAGING MEMBER

yes

04/2010

Aug 27, 2026

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$1.4B

n/a

2024

Apr 4, 2025

$1.2B

n/a

2023

Mar 25, 2024

$1.1B

n/a

2022

Mar 22, 2023

$957M

$956M

n/a

2021

Mar 24, 2022

$1.1B

n/a

2020

Mar 16, 2021

$856M

$849M

n/a

2019

Feb 26, 2020

$770M

$761M

n/a

2018

Mar 19, 2019

$702M

$694M

n/a

2017

Mar 23, 2018

$704M

$692M

n/a

2016

Jan 31, 2017

$595M

$584M

n/a

2015

Mar 3, 2016

$455M

$444M

n/a

2014

Jan 14, 2015

$484M

$473M

n/a

2013

Feb 18, 2014

$440M

$408M

n/a

2012

Mar 13, 2013

$375M

$343M

n/a

2011

Jan 31, 2012

$311M

$282M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.2B

9.7%

$957M

12.6%