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P•••••• T• •• O•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

P•••••• T• •• O•••• H•••••••

Advisor at C•••••• A•••••••• L•••• L••

WILLOUGHBY HILLS, OH | SHAKER HEIGHTS, OH

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Search this name across graphsid dfx:ria:725225a5-1ed3-90d5-9cbd-4864ab8560a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 26, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••• L•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Jun 5, 2012	n/a	yes	SHAKER HEIGHTS, OH	Current employment
L•••••• I•••••••••	Independent wealth	Jun 1, 2012	n/a	yes	SHAKER HEIGHTS, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• A•••••••• I••	C•••••• A•••••••• L•••• L••	Jun 1, 2012	Jun 18, 2010	-714	Firm change after gap	Other

Relationships

Registered with (4)

→ C•••••• A•••••••Registered adviserregistration: current employment
Jun 5, 2012 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: current employment
Jun 1, 2012 to presentfactForm ADV
→ C•••••• A•••••••• L•••• L••Registered adviserregistration: current employment
Jun 18, 2010 to presentfactForm ADV
→ C••••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:725225a5-1ed3-90d5-9cbd-4864ab8560a7
First observed: Nov 26, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.