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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Aaron Durda

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Hingham, MA

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Search this name across graphsid dfx:ria:fdee038e-e4b8-2d37-fa07-6f65e44f6651

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Nov 29, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 14, 2015
First registration: Nov 29, 2017
Dual registered: yes, broker-dealer
Other names: Aaron Christopher Durda|Aaron Durda|Aaron Durda
IAPD individual key: 6554404

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 18, 2023	n/a	yes	Hingham, MA	Current employment
CAPITAL ADVISORS, LTD., LLC	Independent wealth	Jul 23, 2022	Mar 1, 2023	no	SHAKER HEIGHTS, OH	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jul 21, 2022	Mar 1, 2023	no	SHAKER HEIGHTS, OH	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Sep 20, 2019	Jul 20, 2022	no	MAYFIELD HEIGHTS, OH\|Independence, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 29, 2017	Jun 5, 2018	no	WESTLAKE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ADVISORS, LTD., LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Mar 1, 2023	Jul 18, 2023	139	Firm change	Other
LINCOLN INVESTMENT	CAPITAL ADVISORS, LTD., LLC	Mar 1, 2023	Jul 23, 2022	-221	Firm change after gap	RIA to RIA
PRUCO SECURITIES, LLC	LINCOLN INVESTMENT	Jul 20, 2022	Jul 21, 2022	1	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRUCO SECURITIES, LLC	Jun 5, 2018	Sep 20, 2019	472	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (5)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Jul 18, 2023 to presentfactForm ADV
→ CAPITAL ADVISORS, LTD., LLCRegistered adviserregistration: previous registration
Jul 23, 2022 to Mar 1, 2023factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jul 21, 2022 to Mar 1, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 20, 2019 to Jul 20, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 29, 2017 to Jun 5, 2018factForm ADV

Dated events

Occurred
Mar 1, 2023
Advisor changed firm
Aaron Durda left Capital Advisors, Ltd., Llc for Northwestern Mutual Investment Services,Llc (registered 2023-07-18)
Form ADVobserved 5 days ago
Occurred
Mar 1, 2023
Advisor changed firm
Aaron Durda left Lincoln Investment for Capital Advisors, Ltd., Llc (registered 2022-07-23)
Form ADVobserved 5 days ago
Occurred
Jul 20, 2022
Advisor changed firm
Aaron Durda left Pruco Securities, Llc for Lincoln Investment (registered 2022-07-21)
Form ADVobserved 5 days ago