J•••• H•••

Advisor at H••• C•••••• W••••• M••••••••• L••

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5ccd122-5201-66d7-0946-f4f433c9f089

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• C•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 7, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• C•••••• W••••• M••••••••• L••	State registered	Jan 1, 2026	n/a	yes	WALNUT CREEK, CA	Current employment
S••••• P•••••• P•••••• W•••••• L••	Independent wealth	Apr 16, 2025	May 14, 2025	no	PLEASANTON, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• P•••••• P•••••• W•••••• L••	H••• C•••••• W••••• M••••••••• L••	May 14, 2025	Jan 1, 2026	232	Firm change	RIA to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••• P•••••• P•••••• W•••••• L••	Jul 17, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
169988:7691:MO:2018-03-07	Mar 8, 2018	Apr 3, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (9)

→ H••• C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ S••••• P•••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Apr 16, 2025 to May 14, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 3, 2018 to Jul 17, 2020factForm ADV
→ S•••••••• I••••••••• M•••••••••

Dated events

Occurred
May 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5ccd122-5201-66d7-0946-f4f433c9f089
First observed: Feb 14, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.