DFX Intelligence
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Reading the graph
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Advisor at A•• C•••••••••
Arlington, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•• C••••••••• | Institutional manager | Nov 18, 2021 | n/a | yes | Arlington, TX | Current employment |
| F••••• F••••••••• L•• | Independent wealth | May 24, 2017 | Nov 10, 2021 | no | Dallas, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••• F••••••••• L•• | A•• C••••••••• | Nov 10, 2021 | Nov 18, 2021 | 8 | Firm change | Other |
| F•••• C•••••• A••••••• S••••••• | F••••• F••••••••• L•• | Apr 26, 2017 | May 24, 2017 |
| F•••• C•••••• A••••••• S••••••• |
| Bd affiliated wealth |
| Dec 15, 2015 |
| Apr 26, 2017 |
| no |
| FORT WORTH, TX |
| Previous registration |
| F•••• C•••••• F•••••••• P•••••••• I••• | Former SEC adviser | Aug 16, 2013 | Dec 15, 2015 | no | Addison, TX | Previous registration |
| Firm change |
| Other |
| F•••• C•••••• F•••••••• P•••••••• I••• | F•••• C•••••• A••••••• S••••••• | Dec 15, 2015 | Dec 15, 2015 | 0 | Bulk transfer | Other |