RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A•• C••••••••• institutional currentsince Nov 18, 2021 · Arlington, Tx
- F••••• F••••••••• L•• independent RIAMay 24, 2017 to Nov 10, 2021 · Dallas, Tx
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 15, 2015 to Apr 26, 2017 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerAug 16, 2013 to Dec 15, 2015 · Addison, Tx
- F••••• F••••••••• L•• to A•• C•••••••••left Nov 10, 2021, registered Nov 18, 2021 (8 days) · Other
- F•••• C•••••• A••••••• S••••••• to F••••• F••••••••• L••left Apr 26, 2017, registered May 24, 2017 (28 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address