DFX Intelligence

K•••• T••••• N•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

K•••• T••••• N•••

Advisor at L•• F•••••••• L••

FORT WAYNE, IN

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Search this name across graphsid dfx:ria:255726b0-3173-3497-9ed6-038daedd7b21

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 3, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 18, 2026	n/a	yes	FORT WAYNE, IN	Current employment
1••• I••••••••• A••••••• C••	Mixed wealth	Dec 16, 2024	Aug 6, 2025	no	Fort Wayne, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	1••• I••••••••• A••••••• C••	Aug 21, 2025	Dec 16, 2024	-248	Firm change after gap	Ibd to RIA
1••• I••••••••• A••••••• C••	L•• F•••••••• L••	Aug 6, 2025	Mar 18, 2026

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 4, 2012 to Aug 21, 2025factForm ADV
→ 1••• I••••••••• A••••••• C••Registered adviserregistration: previous registration
Dec 16, 2024 to Aug 6, 2025factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Jul 22, 2004 to Dec 5, 2012factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Aug 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:255726b0-3173-3497-9ed6-038daedd7b21
First observed: Dec 7, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.