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RIA / WealthAdvisor33 years in industry

RICHARD CHARLES MORDESOVICH

Advisor at SONOMA PRIVATE WEALTH LLC

NOVATO, CA

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Search this name across graphsid dfx:ria:25742780-9b7c-de92-44b7-c80bc2e5c5af

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2003 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SONOMA PRIVATE WEALTH LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 28, 1993
First registration: Jun 11, 2003
Dual registered: no
IAPD individual key: 2342709

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SONOMA PRIVATE WEALTH LLC	Independent wealth	Apr 15, 2020	n/a	yes	NOVATO, CA	Current employment
SILICON PRIVATE WEALTH, LLC	Independent wealth	Feb 9, 2018	Jul 14, 2020	no	San Francisco, CA	Previous registration
Bakeravenue	Independent wealth	Oct 2, 2008	Feb 7, 2018	no	SAN FRANCISCO, CA	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Aug 3, 2005	Mar 4, 2008	no	SAN FRANCISCO, CA\|NEW YORK, NY\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 19, 2003	Jul 6, 2005	no	SAN FRANCISCO, CA	Previous registration
BANC OF AMERICA SECURITIES LLC	n/a	Jun 11, 2003	Aug 20, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SILICON PRIVATE WEALTH, LLC	SONOMA PRIVATE WEALTH LLC	Jul 14, 2020	Apr 15, 2020	-90	Firm change after gap	RIA to RIA
Bakeravenue	SILICON PRIVATE WEALTH, LLC	Feb 7, 2018	Feb 9, 2018	2	Firm change	Other
NEUBERGER BERMAN BD LLC	Bakeravenue	Mar 4, 2008	Oct 2, 2008	212	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	NEUBERGER BERMAN BD LLC	Jul 6, 2005	Aug 3, 2005	28	Firm change	Other
BANC OF AMERICA SECURITIES LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 20, 2003	Aug 19, 2003	-1	Bulk transfer	Other

Relationships

Registered with (6)

→ SONOMA PRIVATE WEALTH LLCRegistered adviserregistration: current employment
Apr 15, 2020 to presentfactForm ADV
→ SILICON PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
Feb 9, 2018 to Jul 14, 2020factForm ADV
→ BAKERAVENUERegistered adviserregistration: previous registration
Oct 2, 2008 to Feb 7, 2018factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Aug 3, 2005 to Mar 4, 2008factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 19, 2003 to Jul 6, 2005factForm ADV
→ BANC OF AMERICA SECURITIES LLCRegistered adviserregistration: previous registration
Jun 11, 2003 to Aug 20, 2003factForm ADV

Dated events

No dated event names this entity yet.