DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Charles Mordesovich
Feed of 09/17/2026
At current firm
6 y
since Apr 15, 2020
In the industry
33 y
since May 28, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sonoma Private Wealth LLC independent RIA currentsince Apr 15, 2020 · Novato, Ca
- Silicon Private Wealth, LLC independent RIAFeb 9, 2018 to Jul 14, 2020 · San Francisco, Ca
- Bakeravenue independent RIAOct 2, 2008 to Feb 7, 2018 · San Francisco, Ca
- Neuberger Berman Bd LLC no RAUMAug 3, 2005 to Mar 4, 2008 · San Francisco, Ca
- Banc Of America Investment Services, Inc. unclassifiedAug 19, 2003 to Jul 6, 2005 · San Francisco, Ca
- Banc Of America Securities LLC unclassifiedJun 11, 2003 to Aug 20, 2003 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Silicon Private Wealth, LLC to Sonoma Private Wealth LLCleft Jul 14, 2020, registered Apr 15, 2020 (-90 days) · RIA to RIA
- Bakeravenue to Silicon Private Wealth, LLCleft Feb 7, 2018, registered Feb 9, 2018 (2 days) · Other
- Neuberger Berman Bd LLC to Bakeravenueleft Mar 4, 2008, registered Oct 2, 2008 (212 days) · Other
- Banc Of America Investment Services, Inc. to Neuberger Berman Bd LLCleft Jul 6, 2005, registered Aug 3, 2005 (28 days) · Other
- Banc Of America Securities LLC to Banc Of America Investment Services, Inc.left Aug 20, 2003, registered Aug 19, 2003 (-1 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address