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L•••• S•••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst20 years in industry

L•••• S•••• A••••••••

Advisor at F•••• T•••• S••••••••• I•••

Bloomfield Hills, MI | Clarkston, MI

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Search this name across graphsid dfx:ria:25ee505e-1c57-5776-5f6d-dc0487a727e9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Jul 9, 2026	n/a	yes	Clarkston, MI\|Bloomfield Hills, MI	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 7, 2024	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S•••••••••	W•••• A•••• M••••••••• I•••	Nov 21, 2023	Mar 30, 2015	-3,158	Firm change after gap	Other
W•••• A•••• M••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Dec 1, 2021

Relationships

Registered with (5)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 7, 2024 to presentfactForm ADV
→ C••••••• S•••••••••Registered adviserregistration: previous registration
Jan 6, 2015 to Nov 21, 2023factForm ADV
→ W•••• A•••• M••••••••• I•••

Dated events

Occurred
Nov 21, 2023
Advisor changed firm
L•••• S•••• A•••••••• left C••••••• S••••••••• for W•••• A•••• M••••••••• I••• (registered 2015-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25ee505e-1c57-5776-5f6d-dc0487a727e9
First observed: Sep 28, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.