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J••••• J••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

J••••• J••• K••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Royal Palm Beach, FL | Boca Raton, FL

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Search this name across graphsid dfx:ria:2614c21a-4d6d-5326-db7c-3620d40aed94

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 15, 2025	n/a	yes	Royal Palm Beach, FL\|Boca Raton, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 29, 2015	Jul 23, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Jul 23, 2025	Jul 15, 2025	-8	Firm change	Ibd to ibd
T• A••••••••• I••••••••• M••••••••• L••	L•• F•••••••• L••	Jan 6, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:6363:FL:2025-07-23	Jul 23, 2025	Jul 15, 2025	ROYAL PALM BEACH, FL	Firm change

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 29, 2015 to Jul 23, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 1, 2013 to Jan 6, 2015factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Jul 23, 2025
Advisor changed firm
J••••• J••• K•••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-07-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2614c21a-4d6d-5326-db7c-3620d40aed94
First observed: Jun 28, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.