J••••• J••• K••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jul 15, 2025 · Royal Palm Beach, Fl
• L•• F•••••••• L•• BD affiliated
  Apr 29, 2015 to Jul 23, 2025 · Doral, Fl
• T• A••••••••• I••••••••• M••••••••• L•• former
  Nov 1, 2013 to Jan 6, 2015 · Manchester, Nh
• T• A••••••••• I••• former
  Nov 1, 2013 to Jan 6, 2015 · Bedford, Nh
• A••••• A•• P••••••• S••••••• BD affiliated
  Jun 28, 2007 to Sep 24, 2013 · Rochester, Ny

• L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Jul 23, 2025, registered Jul 15, 2025 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
• T• A••••••••• I••••••••• M••••••••• L•• to L•• F•••••••• L••
  left Jan 6, 2015, registered Apr 29, 2015 (113 days) · Other
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Jan 6, 2015, registered Nov 1, 2013 (-431 days) · channel change inside one enterprise, not a move
• A••••• A•• P••••••• S••••••• to T• A••••••••• I•••
  left Sep 24, 2013, registered Nov 1, 2013 (38 days) · Other

• J••••• J••• K•••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-07-15)
  Jul 23, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address