DFX Intelligence

R••••• T••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R••••• T••••• F••••

Advisor at E•••••• F•••••••• E••••••

SPRING, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2645811b-7502-9e08-7deb-5d472d365c62

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Nov 30, 2016	n/a	yes	SPRING, TX	Current employment
F•••••••• E•••••• A•••••• C•••••• L••	Former SEC adviser	Sep 6, 2016	Nov 30, 2016	no	THE WOODLANDS, TX\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• E•••••• A•••••• C•••••• L••	E•••••• F•••••••• E••••••	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
T•• M••••• F••• S••••	F•••••••• E•••••• A•••••• C•••••• L••	Sep 23, 2016	Sep 6, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
165877:109238:TX:2016-09-23	Sep 23, 2016	Sep 6, 2016	THE WOODLANDS, TX	Firm change

Relationships

Registered with (6)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Nov 30, 2016 to presentfactForm ADV
→ F•••••••• E•••••• A•••••• C•••••• L••Registered adviserregistration: previous registration
Sep 6, 2016 to Nov 30, 2016factForm ADV
→ T•• M••••• F••• S••••Registered adviserregistration: previous registration
Jul 23, 2013 to Sep 23, 2016factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2645811b-7502-9e08-7deb-5d472d365c62
First observed: Jan 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.