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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE-HOUSTON, LLC, CRD 165877

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ac74600-b6cc-ce5c-2201-cba51fb2d3a2

Data as of Sep 6, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2012 to Sep 6, 2016
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $127MItem 5.F on the latest filing (2016-09-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $127M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Accounts: 1,020
SEC number: 801-77297
CRD: 165877
Filings on the tape: 20
First filed: Oct 22, 2012
Latest filed: Sep 6, 2016
Organised: Limited Liability Company, Kansas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLOOMBERG, EDWARD, RICHARD	CHIEF OPERATING OFFICER	Na	yes	10/2012	Oct 22, 2012	Sep 6, 2016
BRANDT, CLIFFORD, MERRIL	CHIEF COMPLIANCE OFFICER	Na	yes	10/2012	Oct 22, 2012	Sep 6, 2016
BUNCH, JOHN, BRADLEY	President	Na	yes	02/2016	Oct 22, 2012	Sep 6, 2016
FINANCIAL ENGINES, INC.	Member	E	yes	02/2016	Feb 1, 2016	Sep 6, 2016
KANSAS CITY 727 ACQUISITION LLC	Member	E	yes	10/2012	Feb 1, 2016	Sep 6, 2016
MAYBERRY ACQUISITION SUB I, LLC	Shareholder	E	yes	02/2016	Feb 1, 2016	Sep 6, 2016
MAYBERRY HOLDCO I, INC.	Shareholder	E	yes	02/2016	Feb 1, 2016	Sep 6, 2016
MAYBERRY HOLDCO II, INC.	Member	E	yes	02/2016	Feb 1, 2016	Sep 6, 2016
SADUN, RAFFAELE	CHIEF FINANCIAL OFFICER	Na	yes	09/2014	Nov 4, 2014	Sep 6, 2016
TMFS HOLDINGS, LLC	SOLE MEMBER	E	yes	10/2012	Oct 22, 2012	Sep 6, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FINANCIAL ENGINES ADVISORS L.L.C.	n/a	Independent wealth	$326B	N	yes	n/a
FINANCIAL ENGINES ADVISOR CENTER, LLC	n/a	Former SEC adviser	$8.1B	N	yes	n/a
TMFS ADVISORY SERVICES, LLC	n/a	Former SEC adviser	$407M	N	yes	n/a
THE MUTUAL FUND RESEARCH CENTER, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
SMART401K, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
TMFS INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Houston	TX	United States	n/a	no
Houston	TX	United States	n/a	no
SUGAR LAND	TX	United States	n/a	no
THE WOODLANDS	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 1, 2016	$127M	$127M	6	4	n/a	n/a	n/a
2014	Mar 25, 2015	$124M	$124M	5	3	n/a	n/a	n/a
2013	Mar 13, 2014	$104M	$104M	3	2	n/a	n/a	n/a
2012	Mar 18, 2013	$75.9M	$75.9M	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$127M	$124M	2.4%	$75.9M	18.6%	6	5	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FINANCIAL ENGINES ADVISOR CENTER, LLC	2	Sep 23, 2016	Sep 6, 2016	OVERLAND PARK, KS	Channel change	Other	50.0%
FINANCIAL ENGINES ADVISOR CENTER, LLC	2	Sep 23, 2016	Sep 6, 2016	THE WOODLANDS, TX	Channel change	Other	50.0%

Relationships

Affiliated with (18)

→ EDELMAN FINANCIAL ENGINESRegistered adviserother investment adviser, common control
factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SMART401K, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTERRegistered adviserother investment adviser, common control
factForm ADV
→ TMFS ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← BRANDT, CLIFFORD, MERRILOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 22, 2012 to presentfactForm ADV
← BUNCH, JOHN, BRADLEYOwnerPRESIDENT, ownership code NA, individual
Oct 22, 2012 to presentfactForm ADV
← BLOOMBERG, EDWARD, RICHARDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Oct 22, 2012 to presentfactForm ADV
← SADUN, RAFFAELEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 4, 2014 to presentfactForm ADV
← FINANCIAL ENGINES, INC.OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2016 to presentfactForm ADV
← KANSAS CITY 727 ACQUISITION LLCOwnerMEMBER, ownership code E, domestic entity
Feb 1, 2016 to presentfactForm ADV
← MAYBERRY ACQUISITION SUB I, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Feb 1, 2016 to presentfactForm ADV
← MAYBERRY HOLDCO I, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Feb 1, 2016 to presentfactForm ADV
← MAYBERRY HOLDCO II, INC.OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2016 to presentfactForm ADV
← TMFS HOLDINGS, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Oct 22, 2012 to presentfactForm ADV

Registered with (4)

← CIMALIE ANN ZOYAdvisorregistration: previous registration
Apr 1, 2015 to Sep 23, 2016factForm ADV
← ROBERT THOMAS FENNOAdvisorregistration: previous registration
Jul 23, 2013 to Sep 23, 2016factForm ADV
← BERT L BOUTTEAdvisorregistration: previous registration
Jan 20, 2015 to Sep 23, 2016factForm ADV
← Benjamin Tyler WestAdvisorregistration: previous registration
Dec 3, 2012 to Sep 23, 2016factForm ADV

Moved with (1)

→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviser2 advisors, team lift out, same day
Sep 23, 2016 to Sep 6, 2016factForm ADV

Dated events

Occurred
Oct 22, 2012
First Form ADV filing
The Mutual Fund Store filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ac74600-b6cc-ce5c-2201-cba51fb2d3a2
First observed: Oct 22, 2012
Last observed: Sep 6, 2016 122 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE-HOUSTON, LLC, CRD 165877

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ac74600-b6cc-ce5c-2201-cba51fb2d3a2

Data as of Sep 6, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:11 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLOOMBERG, EDWARD, RICHARD

CHIEF OPERATING OFFICER

yes

10/2012

Oct 22, 2012

Sep 6, 2016

BRANDT, CLIFFORD, MERRIL

CHIEF COMPLIANCE OFFICER

yes

10/2012

Oct 22, 2012

Sep 6, 2016

BUNCH, JOHN, BRADLEY

President

yes

02/2016

Oct 22, 2012

Sep 6, 2016

FINANCIAL ENGINES, INC.

Member

yes

02/2016

Feb 1, 2016

Sep 6, 2016

KANSAS CITY 727 ACQUISITION LLC

Member

yes

10/2012

Feb 1, 2016

Sep 6, 2016

MAYBERRY ACQUISITION SUB I, LLC

Shareholder

yes

02/2016

Feb 1, 2016

Sep 6, 2016

MAYBERRY HOLDCO I, INC.

Shareholder

yes

02/2016

Feb 1, 2016

Sep 6, 2016

MAYBERRY HOLDCO II, INC.

Member

yes

02/2016

Feb 1, 2016

Sep 6, 2016

SADUN, RAFFAELE

CHIEF FINANCIAL OFFICER

yes

09/2014

Nov 4, 2014

Sep 6, 2016

TMFS HOLDINGS, LLC

SOLE MEMBER

yes

10/2012

Oct 22, 2012

Sep 6, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FINANCIAL ENGINES ADVISORS L.L.C.

n/a

Independent wealth

$326B

yes

n/a

FINANCIAL ENGINES ADVISOR CENTER, LLC

n/a

Former SEC adviser

$8.1B

yes

n/a

TMFS ADVISORY SERVICES, LLC

n/a

Former SEC adviser

$407M

yes

n/a

THE MUTUAL FUND RESEARCH CENTER, LLC

n/a

Former SEC adviser

yes

n/a

SMART401K, LLC

n/a

Former SEC adviser

n/a

yes

n/a

TMFS INSURANCE AGENCY, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Houston

United States

n/a

Houston

United States

n/a

SUGAR LAND

United States

n/a

THE WOODLANDS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Feb 1, 2016

$127M

n/a

2014

Mar 25, 2015

$124M

n/a

2013

Mar 13, 2014

$104M

n/a

2012

Mar 18, 2013

$75.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$127M

$124M

2.4%

$75.9M

18.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FINANCIAL ENGINES ADVISOR CENTER, LLC

Sep 23, 2016

Sep 6, 2016

OVERLAND PARK, KS

Channel change

Other

50.0%

FINANCIAL ENGINES ADVISOR CENTER, LLC

Sep 23, 2016

Sep 6, 2016

THE WOODLANDS, TX

Channel change

Other

50.0%