DFX Intelligence

S•••••• R•••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

S•••••• R•••••• K•••••••

Advisor at K••••••• P•••••••• L••

CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:bb8d999a-47af-7de8-84e4-94126a991b45

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 31, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• P•••••••• L••	Independent wealth	Mar 19, 2023	n/a	yes	CONSHOHOCKEN, PA	Current employment
F•••••••• A••••••••• L••	Mixed wealth	May 25, 2017	Apr 11, 2023	no	W. CONSHOHOCKEN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• L••	F•••••••• A••••••••• L••	Dec 31, 2023	May 25, 2017	-2,411	Firm change after gap	Other
F•••••••• A••••••••• L••	K••••••• P•••••••• L••	Apr 11, 2023	Mar 19, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
151138:153016:PA:2023-12-31	Dec 31, 2023	May 25, 2017	W CONSHOHOCKEN, PA	Firm change after gap

Relationships

Registered with (6)

→ K••••••• P•••••••• L••Registered adviserregistration: current employment
Mar 19, 2023 to presentfactForm ADV
→ G•••• L••Registered adviserregistration: previous registration
Sep 3, 2010 to Dec 31, 2023factForm ADV
→ F•••••••• A••••••••• L••Registered adviserregistration: previous registration
May 25, 2017 to Apr 11, 2023factForm ADV
→ S•••••• O•• A•••••••• L••Registered adviser

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb8d999a-47af-7de8-84e4-94126a991b45
First observed: Aug 4, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.