DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Forefront Analytics, LLC
Latest filing May 30, 2026
First filing on the tape Nov 8, 2011 · 34 filings
SEC status approved since Jun 3, 2010
RAUM
$679M
reported, Item 5.F
Discretionary
66%
of RAUM
Private clients
32%
$220M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$170M
derived; firm RAUM over IAPD count
Employees
18
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$679M as of May 30, 2026
Mar 28, 2012$781,015 then
HNW client RAUM$210M as of May 30, 2026
Mar 29, 2018$114M then
State-registered IARs (5.B.3)4 as of May 30, 2026
Apr 1, 20135 then
Employees (5.A)18 as of May 30, 2026
Apr 1, 201320 then
Private funds4 as of May 30, 2026
Mar 28, 20121 then
RAUM +18% over the last fiscal year+14% a year over threeIARs 4 to 4
Practice profile
derived from the filing of May 30, 2026; every figure names its basis
- RAUM per advisor
- $170MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 66%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -40%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$345M51%
- High-net-worth individuals$210M31%
- Pooled investment vehicles$91.6M13%
- Charitable organizations$23.1M3.4%
- Individuals$9.8M1.4%
- Individual clients
- 17reported
- HNW clients
- 102reported
- Pension plan clients
- 0reported
- Charitable clients
- 12reported
- Accounts
- 339reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.32 fund_share=0.13 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Patrick Andrew TucciChartered Financial Analyst | W. Conshohocken, Pa | May 4, 2022 | 24 y | 1 |
| Andrew J GiannoneChartered Financial Analyst | Wayne, Pa | Jun 2, 2022 | 12 y | 4 |
| Charles Herman | W. Conshohocken, Pa | Jul 17, 2023 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Stephen Richard Kitching to Kitching Partners, LLCApr 11, 2023 · RIA to a newly registered adviser
- Andrew John Brewster to Gkfo, LLCApr 11, 2023 · RIA to RIA
- Alimu Abudu to Gkfo, LLCMay 4, 2022 · RIA to RIA
- Mikhail Samonov to Two Centuries Investments, LLCOct 3, 2018 · RIA to a state-registered adviser
- Daniel Cook Guy to Spire Wealth Management, LLCApr 27, 2015 · Other
- Kevin Raymond Harper to Almanack Strategies, LLCOct 8, 2013 · Other
Joined, latest
- Andrew J Giannone from Alden CapitalJun 2, 2022 · RIA to RIA
- Patrick Andrew Tucci from Gkfo, LLCMay 4, 2022 · RIA to RIA
- Stephen Richard Kitching from Gkfo, LLCMay 25, 2017 · Other
- Mikhail Samonov from Gkfo, LLCApr 28, 2017 · Other
- Kevin Raymond Harper from Gkfo, LLCAug 23, 2010 · Other
- Christopher Charles Geczy from Gkfo, LLCAug 23, 2010 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Forefront Select Master Fund, LP | Hedge Fund | $56.5M | 18 | Mar 28, 2014 |
| Forefront Dynamic Strategies Fund LPno longer reported | Hedge Fund | $1.2M | 6 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- John Alec Bosacker · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Charles Christopher Geczy · Managing Member/Chief Executive Officercontrolsince 01/2009 · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| W Conshohocken, Pa | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 31, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $572,988,609 to $678,965,757, advisors 4 to 4, private clients 198 to 119, offices 0 to 0 (2025-03-31 to 2026-03-31)peers: independent wealth managers, $500M to $1B (1,483)
- client count collapseChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 198.0 to 119.0 (-40.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +5.0% (1216 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 2.2% percentile
What changed
consecutive filings, newest first
- Accounts · 262 to 339Jun 27, 2025 to Mar 31, 2026
- Advisory employees · 10 to 9Jun 27, 2025 to Mar 31, 2026
- Advisory activities · 6 to 5Jun 27, 2025 to Mar 31, 2026
- Charity clients · 9 to 12Jun 27, 2025 to Mar 31, 2026
- Corporate clients · 50 to 9Jun 27, 2025 to Mar 31, 2026
- HNW clients · 155 to 102Jun 27, 2025 to Mar 31, 2026
- Individual clients · 43 to 17Jun 27, 2025 to Mar 31, 2026
- Pension plan clients · unset to 0.0Jun 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 7Jun 27, 2025 to Mar 31, 2026
- Assets in custody · $63.5M to $92.0MJun 27, 2025 to Mar 31, 2026
- Employees · 19 to 18Jun 27, 2025 to Mar 31, 2026
- Private funds · 3 to 4Jun 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $404M to $447MJun 27, 2025 to Mar 31, 2026
- HNW RAUM · $201M to $210MJun 27, 2025 to Mar 31, 2026
- Individual RAUM · $4.2M to $9.8MJun 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $169M to $232MJun 27, 2025 to Mar 31, 2026
- Pension RAUM · unset to 0.0Jun 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $69.0M to $91.6MJun 27, 2025 to Mar 31, 2026
- RAUM · $573M to $679MJun 27, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Jun 27, 2025
- Accounts · 329 to 262Jul 10, 2024 to Mar 31, 2025
- Advisory employees · 11 to 10Jul 10, 2024 to Mar 31, 2025
- Charity clients · 32 to 9Jul 10, 2024 to Mar 31, 2025
- Corporate clients · 13 to 50Jul 10, 2024 to Mar 31, 2025
- HNW clients · 115 to 155Jul 10, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 5Jul 10, 2024 to Mar 31, 2025
- Assets in custody · $52.1M to $63.5MJul 10, 2024 to Mar 31, 2025
- Employees · 20 to 19Jul 10, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 0Jul 10, 2024 to Mar 31, 2025
- Private funds · 1 to 3Jul 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $401M to $404MJul 10, 2024 to Mar 31, 2025
- HNW RAUM · $123M to $201MJul 10, 2024 to Mar 31, 2025
- Individual RAUM · $4.1M to $4.2MJul 10, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $99.5M to $169MJul 10, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $52.1M to $69.0MJul 10, 2024 to Mar 31, 2025
- RAUM · $500M to $573MJul 10, 2024 to Mar 31, 2025
- Accounts · 254 to 329Apr 14, 2023 to Mar 31, 2024
- Advisory employees · 13 to 11Apr 14, 2023 to Mar 31, 2024
- Advisory activities · 5 to 6Apr 14, 2023 to Mar 31, 2024
- Charity clients · 20 to 32Apr 14, 2023 to Mar 31, 2024
Signals
11 dated events
- Gkfo, LLC's advisors moved to Forefront Analytics, LLC (W Conshohocken, PA): 3 of 4 registered, on the same dayDec 31, 2023 · Firm absorbed (people side) · derived
- Richard Stephen Kitching (Chief Operations Officer) no longer on Schedule A of Forefront Analytics, Llc (listed 2023-03-31, absent 2023-04-14)Apr 14, 2023 · Control person left · inference
- Andrew John Brewster left Forefront Analytics, Llc for Gkfo, Llc (registered 2021-08-20)Apr 11, 2023 · Advisor changed firm · fact
- Stephen Richard Kitching left Forefront Analytics, Llc for Kitching Partners, Llc (registered 2023-03-19)Apr 11, 2023 · Advisor changed firm · fact
- John Alec Bosacker (Chief Compliance Officer) appeared on Schedule A of Forefront Analytics, LlcJan 20, 2023 · Control person joined · fact
- Booth Mahin Golden (Chief Compliance Officer) no longer on Schedule A of Forefront Analytics, Llc (listed 2022-11-21, absent 2023-01-20)Jan 20, 2023 · Control person left · inference
- Alimu Abudu left Forefront Analytics, Llc for Gkfo, Llc (registered 2019-07-09)May 4, 2022 · Advisor changed firm · fact
- Nicholas Neilio (Chief Compliance Officer) no longer on Schedule A of Forefront Analytics, Llc (listed 2021-03-29, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Booth Mahin Golden (Chief Compliance Officer) appeared on Schedule A of Forefront Analytics, LlcMar 29, 2022 · Control person joined · fact
- Forefront Analytics, Llc reported RAUM $519.6M, up 33% from $390.1M (2018-03-29 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Forefront Analytics, Llc reported RAUM $390.1M, down 37% from $622.5M (2017-05-18 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Forefront Analytics, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 610-341-3900reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/FOREFRONT-ANALYTICS-LLC-GK-FAMILY-OFFICreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FOREFRONTANALYTICS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-341-3900reportedpublic record, Form ADV, May 30, 2026
- Contact form
- forefrontanalytics.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $170Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026