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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Mark Alexander McManus

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | HOUSTON, TX

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Search this name across graphsid dfx:ria:26a66cff-34bc-6352-2188-bd4d75c53689

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 22, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Sep 22, 1998
First registration: Feb 18, 2005
Dual registered: yes, broker-dealer
Other names: MARK ALEXANDER MCMANUS|Mark A McManus
IAPD individual key: 3089515

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 25, 2026	n/a	yes	ST. LOUIS, MO\|HOUSTON, TX	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 13, 2025	n/a	yes	HOUSTON, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 24, 2022	Jan 9, 2025	no	Clayton, MO\|Katy, TX\|Katy, TX\|Columbus, OH\|Houston, TX	Previous registration
MORGAN STANLEY	Wirehouse	Feb 8, 2022	Aug 5, 2022	no	Houston, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 13, 2012	Nov 22, 2021	no	HOUSTON, TX\|BOWLING GREEN, KY\|NASHVILLE, TN\|JACKSON, TN\|LITTLE ROCK, AR\|JONESBORO, AR\|CINCINNATI, OH\|NASHVILLE, TN\|FORT MITCHELL, KY\|CINCINNATI, OH\|BILOXI, MS\|RIDGELAND, MS\|TUPELO, MS\|MERIDIAN, MS\|NEW ORLEANS, LA\|THE WOODLANDS, TX\|HOUSTON, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 27, 2009	May 21, 2012	no	HOUSTON, TX	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	Aug 1, 2008	Feb 12, 2009	no	NEWTON, MA\|COLUMBUS, OH\|NEWARK, DE\|COLUMBUS, OH	Previous registration
1717 CAPITAL MANAGEMENT COMPANY	n/a	Feb 18, 2005	Aug 1, 2008	no	PHOENIX, AZ\|NEWARK, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Jan 9, 2025	Jan 13, 2025	4	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Aug 5, 2022	Aug 24, 2022	19	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Nov 22, 2021	Feb 8, 2022	78	Firm change	Wirehouse to wirehouse
EQUITABLE ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 21, 2012	Jun 13, 2012	23	Firm change	Ibd to wirehouse
NATIONWIDE SECURITIES, LLC	EQUITABLE ADVISORS, LLC	Feb 12, 2009	Mar 27, 2009	43	Firm change	Other
1717 CAPITAL MANAGEMENT COMPANY	NATIONWIDE SECURITIES, LLC	Aug 1, 2008	Aug 1, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:19616:TX:2025-01-09	Jan 9, 2025	Jan 13, 2025	HOUSTON, TX	Firm change

Relationships

Registered with (8)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 25, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 13, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 24, 2022 to Jan 9, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 8, 2022 to Aug 5, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 13, 2012 to Nov 22, 2021factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 27, 2009 to May 21, 2012factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 1, 2008 to Feb 12, 2009factForm ADV
→ 1717 CAPITAL MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Feb 18, 2005 to Aug 1, 2008factForm ADV

Dated events

Occurred
Jan 9, 2025
Advisor changed firm
Mark Alexander Mcmanus left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2025-01-13)
Form ADVobserved 6 days ago
Occurred
Aug 5, 2022
Advisor changed firm
Mark Alexander Mcmanus left Morgan Stanley for J.P. Morgan Securities Llc (registered 2022-08-24)
Form ADVobserved 6 days ago