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Registered advisor
M••• A•••••••• M••••••
Feed of 09/14/2026
Also filed as M••• A•••••••• M••••••
At current firm
1 y
since Jan 13, 2025
In the industry
27 y
since Sep 22, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 25, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Jan 13, 2025 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseAug 24, 2022 to Jan 9, 2025 · Clayton, Mo
- M••••• S•••••• wirehouseFeb 8, 2022 to Aug 5, 2022 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 13, 2012 to Nov 22, 2021 · Houston, Tx
- E•••••••• A•••••••• L•• national BDMar 27, 2009 to May 21, 2012 · Houston, Tx
- N••••••••• S••••••••• L•• no RAUMAug 1, 2008 to Feb 12, 2009 · Newton, Ma
- 1••• C•••••• M••••••••• C•••••• unclassifiedFeb 18, 2005 to Aug 1, 2008 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jan 9, 2025, registered Jan 13, 2025 (4 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to J••• M••••• S••••••••• L••left Aug 5, 2022, registered Aug 24, 2022 (19 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Nov 22, 2021, registered Feb 8, 2022 (78 days) · Wirehouse to wirehouse
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 21, 2012, registered Jun 13, 2012 (23 days) · Affiliated broker-dealer or bank to wirehouse
- N••••••••• S••••••••• L•• to E•••••••• A•••••••• L••left Feb 12, 2009, registered Mar 27, 2009 (43 days) · Other
- 1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- M••• A•••••••• M•••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-01-13)Jan 9, 2025 · Advisor changed firm · fact
- M••• A•••••••• M•••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2022-08-24)Aug 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address