R•••• K••••••••

Advisor at T••••••••• W••••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26ddbc43-3795-7004-5920-141fe5262e0d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 23, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• W••••• M•••••••••	Independent wealth	Aug 29, 2025	n/a	yes	Great Neck, NY\|CARMEL BY THE SEA, CA	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 12, 2024	Sep 3, 2025	no	Great Neck, NY\|ATLANTA, GA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	T••••••••• W••••• M•••••••••	Sep 3, 2025	Aug 29, 2025	-5	Firm change	Ibd to RIA
A••••••• P••••••••• A•••••••• I••	O•••• W•••••• I•••	Oct 11, 2024	Oct 11, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:171070:AZ:2024-10-11	Oct 11, 2024	Oct 12, 2024	SCOTTSDALE, AZ	Firm change
152702:112697:NY:2018-03-27	Mar 27, 2018	Jan 2, 2018	HOLBROOK, NY	Firm change after gap

Relationships

Registered with (6)

→ T••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 12, 2024 to Sep 3, 2025factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 2, 2018 to Oct 11, 2024factForm ADV
→ O•••• W•••••• I•••

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26ddbc43-3795-7004-5920-141fe5262e0d
First observed: Jun 23, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.