DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Adam Coons

Advisor at OUTWING PRIVATE WEALTH MANAGEMENT

Santa Barbara, CA | Lantana, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26e8b4ad-a5e0-896e-c0a4-8ac4607edcca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OUTWING PRIVATE WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 30, 2007
First registration: Feb 5, 2007
Dual registered: yes, broker-dealer
Other names: ADAM JEFFREY COONS|ADAM J COONS
IAPD individual key: 5265521

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OUTWING PRIVATE WEALTH MANAGEMENT	Independent wealth	Feb 22, 2026	n/a	yes	Santa Barbara, CA\|Lantana, FL	Current employment
AXXCESS WEALTH MANAGEMENT, LLC	Independent wealth	Jan 5, 2022	Jan 10, 2024	no	Santa Barbara, CA\|CARLSBAD, CA\|Santa Barbara, CA	Previous registration
AXXCESS WEALTH MANAGEMENT, LLC	Independent wealth	Apr 13, 2020	Dec 31, 2021	no	Santa Barbara, CA	Previous registration
DANIEL INVESTMENT ASSOCIATES, LLC	Independent wealth	Jul 11, 2016	Dec 21, 2020	no	Santa Barbara, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 8, 2012	Jul 18, 2016	no	SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 16, 2009	May 3, 2012	no	SANTA BARBARA, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 5, 2007	Mar 12, 2009	no	SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AXXCESS WEALTH MANAGEMENT, LLC	OUTWING PRIVATE WEALTH MANAGEMENT	Jan 10, 2024	Feb 22, 2026	774	Firm change after gap	RIA to RIA
DANIEL INVESTMENT ASSOCIATES, LLC	AXXCESS WEALTH MANAGEMENT, LLC	Dec 21, 2020	Apr 13, 2020	-252	Firm change after gap	RIA to RIA
UBS FINANCIAL SERVICES INC.	DANIEL INVESTMENT ASSOCIATES, LLC	Jul 18, 2016	Jul 11, 2016	-7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	May 3, 2012	Jun 8, 2012	36	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 12, 2009	Mar 16, 2009	4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
157284:164081:CA:2020-12-21	Dec 21, 2020	Apr 13, 2020	SANTA BARBARA, CA	Firm change after gap

Relationships

Registered with (6)

→ OUTWING PRIVATE WEALTH MANAGEMENTRegistered adviserregistration: current employment
Feb 22, 2026 to presentfactForm ADV
→ AXXCESS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 5, 2022 to Jan 10, 2024factForm ADV
→ DANIEL INVESTMENT ASSOCIATES, LLCRegistered adviserregistration: previous registration
Jul 11, 2016 to Dec 21, 2020factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 8, 2012 to Jul 18, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 16, 2009 to May 3, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 5, 2007 to Mar 12, 2009factForm ADV

Dated events

Occurred
Jan 10, 2024
Advisor changed firm
Adam Coons left Axxcess Wealth Management, Llc for Outwing Private Wealth Management (registered 2026-02-22)
Form ADVobserved 6 days ago