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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DANIEL INVESTMENT ASSOCIATES, LLC

CRD 157284

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43372e97-6f57-8c69-eae5-7a98593546ea

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 1
Observed: Mar 27, 2013 to Mar 18, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Daniel Investment Associates, LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.82 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $225MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $203,617
Private client RAUM: $185MderivedItem 5.D individuals plus high net worth individuals
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $225Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 33
High net worth clients: 28
SEC number: 801-77862
CRD: 157284
Filings on the tape: 22
First filed: Mar 27, 2013
Latest filed: Mar 18, 2026
Organised: Limited Liability Company, CA
Website: diasocal.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY DANIEL VAN WYK	n/a	Santa Barbara, CA	15	24	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
VAN WYK, GREGORY, DANIEL	INVESTMENT MANAGER/FOUNDER/CCO	E	yes	08/2011	Mar 27, 2013	Mar 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$225M	$203,617	1	1	0	n/a	n/a
2024	Mar 28, 2025	$221M	$294,595	1	1	0	n/a	n/a
2023	Mar 29, 2024	$191M	$212,245	1	1	0	n/a	n/a
2022	Mar 23, 2023	$185M	$0	1	1	0	n/a	n/a
2021	Mar 10, 2022	$178M	$0	2	1	0	n/a	n/a
2020	Feb 18, 2021	$156M	$0	1	1	1	n/a	n/a
2019	Mar 31, 2020	$268M	$0	6	5	1	n/a	n/a
2018	Mar 28, 2019	$271M	$0	6	4	1	n/a	n/a
2017	Mar 28, 2018	$278M	$0	5	4	1	n/a	n/a
2016	Mar 31, 2017	$219M	$0	5	4	n/a	n/a	n/a
2015	Mar 1, 2016	$130M	$0	2	2	n/a	n/a	n/a
2014	Mar 24, 2015	$125M	$0	1	1	n/a	n/a	n/a
2013	Mar 28, 2014	$125M	$0	1	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$225M	$221M	2.1%	$185M	6.7%	1	1	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AXXCESS WEALTH MANAGEMENT, LLC	2	Dec 21, 2020	Apr 17, 2020	SANTA BARBARA, CA	Team lift out	RIA to RIA	50.0%

Relationships

Affiliated with (2)

← FIDUCIARY INVESTMENT COUNCIL, LLCRegistered adviserother investment adviser
factForm ADV
← FIDUCIARY INVESTMENT COUNCIL, LLCRegistered adviserother investment adviser
factForm ADV

Registered with (5)

← GREGORY DANIEL VAN WYKAdvisorregistration: current employment
May 24, 2011 to presentfactForm ADV
← CRISTOPHER JON BORDENAdvisorregistration: previous registration
Aug 17, 2015 to Feb 18, 2021factForm ADV
← Adam CoonsAdvisorregistration: previous registration
Jul 11, 2016 to Dec 21, 2020factForm ADV
← Timothy Victor FigueroaAdvisorregistration: previous registration
Sep 23, 2019 to Dec 21, 2020factForm ADV
← LAUREN MARIE VANVEELENAdvisorregistration: previous registration
Sep 21, 2016 to Apr 23, 2020factForm ADV

Controls (1)

← VAN WYK, GREGORY, DANIELOwnerINVESTMENT MANAGER/FOUNDER/CCO, ownership code E, individual
Mar 27, 2013 to Mar 29, 2024factForm ADV

Moved with (1)

→ AXXCESS WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Dec 21, 2020 to Apr 17, 2020factForm ADV

Dated events

Occurred
Feb 18, 2021
Regulatory AUM changed
Daniel Investment Associates, Llc reported RAUM $155.9M, down 42% from $268.4M (2020-06-29 to 2021-02-18)
Form ADVobserved 3 days ago
$-112M
Occurred
Mar 27, 2013
First Form ADV filing
Daniel Investment Associates, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43372e97-6f57-8c69-eae5-7a98593546ea
First observed: Mar 27, 2013
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL INVESTMENT ASSOCIATES, LLC

CRD 157284

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43372e97-6f57-8c69-eae5-7a98593546ea

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY DANIEL VAN WYK

n/a

Santa Barbara, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

VAN WYK, GREGORY, DANIEL

INVESTMENT MANAGER/FOUNDER/CCO

yes

08/2011

Mar 27, 2013

Mar 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$225M

$203,617

n/a

2024

Mar 28, 2025

$221M

$294,595

n/a

2023

Mar 29, 2024

$191M

$212,245

n/a

2022

Mar 23, 2023

$185M

n/a

2021

Mar 10, 2022

$178M

n/a

2020

Feb 18, 2021

$156M

n/a

2019

Mar 31, 2020

$268M

n/a

2018

Mar 28, 2019

$271M

n/a

2017

Mar 28, 2018

$278M

n/a

2016

Mar 31, 2017

$219M

n/a

2015

Mar 1, 2016

$130M

n/a

2014

Mar 24, 2015

$125M

n/a

2013

Mar 28, 2014

$125M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$225M

$221M

2.1%

$185M

6.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AXXCESS WEALTH MANAGEMENT, LLC

Dec 21, 2020

Apr 17, 2020

SANTA BARBARA, CA

Team lift out

RIA to RIA

50.0%