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T••••• C••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

T••••• C••••• M•••••

Advisor at A••••••• W••••• M•••••••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:2853c571-c36d-4599-f796-7306a59bbbb2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 18, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M•••••••••	State registered	Mar 7, 2025	n/a	yes	CHARLOTTE, NC	Current employment
D••••••••• F••• A••••••• L•	Asset manager	Dec 14, 2016	Jan 8, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• F••• A••••••• L•	A••••••• W••••• M•••••••••	Jan 8, 2025	Mar 7, 2025	58	Firm change	Other
A•••••••• F•••• M••••••••• L••	D••••••••• F••• A••••••• L•	Dec 31, 2014

Relationships

Registered with (5)

→ A••••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 7, 2025 to presentfactForm ADV
→ D••••••••• F••• A••••••• L•Registered adviserregistration: previous registration
Dec 14, 2016 to Jan 8, 2025factForm ADV
→ A•••••••• F•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 17, 2013 to Dec 31, 2014factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Jan 8, 2025
Advisor changed firm
T••••• C••••• M••••• left D••••••••• F••• A••••••• L• for A••••••• W••••• M••••••••• (registered 2025-03-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2853c571-c36d-4599-f796-7306a59bbbb2
First observed: May 21, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.