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S•••• M•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

S•••• M•••••• S••••••

Advisor at V•••••• A•••••••• L••

Kansas City, MO | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28762801-88c3-faf0-a9b7-e34e7724f733

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• L••	Independent wealth	Jun 2, 2025	n/a	yes	Kansas City, MO\|CHICAGO, IL	Current employment
R•• I••••••••• L••	Independent wealth	Jan 11, 2023	Apr 22, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•• I••••••••• L••	V•••••• A•••••••• L••	Apr 22, 2025	Jun 2, 2025	41	Firm change	RIA to RIA
A• W••••• M••••••••• L••	R•• I••••••••• L••	Sep 5, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282580:323527:MO:2023-09-05	Sep 5, 2023	Jan 11, 2023	KANSAS CITY, MO	Firm change after gap

Relationships

Registered with (4)

→ V•••••• A•••••••• L••Registered adviserregistration: current employment
Jun 2, 2025 to presentfactForm ADV
→ R•• I••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2023 to Apr 22, 2025factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 29, 2022 to Sep 5, 2023factForm ADV
→ E••••• J••••

Dated events

Occurred
Apr 22, 2025
Advisor changed firm
S•••• M•••••• S•••••• left R•• I••••••••• L•• for V•••••• A•••••••• L•• (registered 2025-06-02)
Form ADVobserved 6 days ago
Occurred
Sep 5, 2023
Advisor changed firm
S•••• M•••••• S•••••• left A• W••••• M••••••••• L•• for R•• I••••••••• L•• (registered 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2022
Advisor changed firm
S•••• M•••••• S•••••• left E••••• J•••• for A• W••••• M••••••••• L•• (registered 2022-04-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28762801-88c3-faf0-a9b7-e34e7724f733
First observed: Nov 26, 2019
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.